FINREG Analyst

  • Negotiable
  • Jacksonville, FL, États-Unis
  • CDI, Plein-temps
  • Deutsche Bank - US
  • 09 janv. 18 2018-01-09

Regional Finance has responsibility for managing all US GAAP Financial and Bank and Broker Dealer Regulatory Reporting.

Job Title: FINREG Analyst
Corporate Title: Associate
Location: Jacksonville, Florida

About Deutsche Bank

A Passion to Perform is what drives us. More than a claim, this describes the way we do business. We're committed to being the best financial services provider in the world, balancing passion with precision to deliver superior solutions for our clients. This is made possible by our people: agile minds, able to see beyond the obvious and act effectively in an ever-changing global business landscape. Diverse, international and shaped by a variety of different perspectives, we're driven by a shared sense of purpose. At every level agile thinking is nurtured. And at every level, agile minds are rewarded with competitive pay, support and opportunities to excel.

Business Case

The US Regulatory Reporting Control faces a key control risk (DBP Integrity Reconciliation) with the key person executing this control deciding to leave the group. This gap needs to be filled urgently to mitigate the risk of control failure for Q4, as well as to provide support during UAT cycles.

Financial and Regulatory Control Team Overview

Regional Finance has responsibility for managing all US GAAP Financial and Bank and Broker Dealer Regulatory Reporting.

The Financial and Regulatory Control team is a newly established team recently created to manage the Control Execution and Governance of the US Regulatory Reporting close process for DBUSA and DBTC/A.

The team also has the following specific responsibilities:

  • Manage the control stewardship including adherence to documented policies, methodologies and KOPs
  • Manage the late adjustment process ensuring any adjustment required to all Finance platforms, has the appropriate review and evidence to support, and approve
  • Define, manage, and communicate the Regulatory Reporting Runbook
  • Monitoring of the Month End execution and escalation of key issues via appropriate governance
  • Execution of all Key Financial Controls and monitoring of Key Technical controls

Position Overview:

  • You will be responsible for the execution of key regulatory reporting controls, adhering to the defined KOPs and best practices and ensuring necessary evidentiary documentation is created and maintained and is fit for purpose whenever there is an audit or examination
  • Ensure the controls are executed on the required timeline and ensure the completeness and accuracy of the control evidences required under the Key Finance and Technology Control Documentation
  • Provide support and engage with Audit to close any outstanding audit action items by ensuring that the audit requirements are provided in a timely manner
  • Analyze, evaluate, and note necessary changes or revisions to the KOPs based on live feedback of control execution. Engage with KOP review team to incorporate changes into a revised version
  • Provide input into UAT planning and participate in the execution of UAT
  • As an SME, liaise with Finance Change to define and refine requirements around processes, system implementation and data quality improvements
  • Raise self-identified issues following the control reviews or spot checks and work with the teams on addressing these issues
  • Keeping abreast of regulatory developments and being part of strategic solutions for process/control modifications
  • Change Agent who can improve processes to build efficiencies
  • Maintain relationships with key internal parties (GTO, Product Finance, and Service Center) in support of the Americas Regulatory reporting and to improve the accuracy and quality of information


  • Previous experience in a position of increasing responsibility within Finance in a Global Investment Bank with knowledge of bank holding company regulatory reporting requirements
  • Strong understanding of, and direct experience with Financial, Product and Regulatory Reporting and Control, in addition to having broad based knowledge in the financial management of bank holding companies, bank related entities
  • Direct experience in GL/SL reconciliations
  • Proven professional with strong problem solving skills and the ability to work independently across a large organization
  • Outstanding interpersonal skills with the ability to build collaborative relationships with senior management, business heads, and internal and external stakeholders
  • Demonstrate desire to add significant value within a fast-paced environment

Education / Qualifications:

  • B.S. degree required
  • CPA or MBA preferred but not required
  • Strong desktop skills including Microsoft Office (Excel, PowerPoint, and Word Document)
  • Familiarity with SAP General Ledger a plus