Compliance Associate Compliance Associate …

Selby Jennings Buyside
à Manhattan, NY, États-Unis
CDI, Plein-temps
Dernière candidature, 06 juil. 20
Negotiable
Selby Jennings Buyside
à Manhattan, NY, États-Unis
CDI, Plein-temps
Dernière candidature, 06 juil. 20
Negotiable
Selby Jennings Buyside
A multi-strategy hedge fund is looking for a Compliance Associate to join their team to play a key role in the operations and development of the compliance framework to enhance the growth of the firm. The firm is well established and operates with a collaborative and calculated approach in the market. The role will report to the CCO and be responsible for executing day to day compliance operations on an advanced level.

A multi-strategy hedge fund is looking for a Compliance Associate to join their team to play a key role in the operations and development of the compliance framework to enhance the growth of the firm. The firm is well established and operates with a collaborative and calculated approach in the market. The role will report to the CCO and be responsible for executing day to day compliance operations on an advanced level.

Responsibilities

  • Monitor and update the firm's Code of Ethics and Compliance Manual
  • Perform testing on compliance policies and procedures
  • Develop and implement compliance training programs
  • Handle all SEC regulatory filings including but not limited to Form ADV, PF, 13H, 13F

Qualifications

  • 2-5 years of compliance experience at a hedge fund
  • Experience with marketing review and regulatory filings
  • Bachelor's Degree
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