Internal Audit - Capital Markets

  • Negotiable
  • Manhattan, NY, États-Unis
  • CDI, Plein-temps
  • Michael Page International - US
  • 13 déc. 17 2017-12-13

* Conducting internal audit's from a capital markets perspective * Heavy exposure to the trading desk

  • Global foreign based bank located in Midtown, Manhattan
  • One of the largest banks on a global scale


  • Conducting audits within the capital markets space
  • Heavy interaction with the individuals on the trading floor
  • Ability to communicate with senior level management and the traders
  • Ability to stay abreast of trends and developments within the industry
  • Identify improvements for the controls or audit processes
  • Conducting operational and risk based audits pertaining to the capital markets business
  • Ability to lead and execute assurance projects in accordance with professional standards
  • Using collection skills to acquire an understanding of the risks and controls
  • Drafting high quality audit reports and audit documents for the review of senior management
  • Communicate with business areas and other risk assurance providers aimed to continually improve relationships and enable management to proactively manage risk
  • Collaborative work environment leveraging the skill sets of other members of the audit department
  • Completing projects on time and efficiently


  • Bachelors or Master's Degree in Accounting, Finance, Economics, Information Systems or Business Administration
  • 3 + years of internal audit or public accounting assurance experience within the financial services industry
  • Capital markets product exposure is a must
  • Ability to lead engagements and partake in the hands on testing work
  • Skills to mentor and oversee junior level staff once qualified
  • Ability to work in a collaborative, team environment
  • Up to date with new and emerging financial products
  • Strong written and communication skills
  • Certifications preferred (CIA), (CPA), (CFA)
  • Ability to succeed in a fast paced and changing environment
  • Keeping abreast with regulatory demands and changes in the market

Job Offer

  • Competitive base salary
  • Performance based bonus
  • Performance based flexibility and work life balance
  • Competitive benefits including life, health, dental, 401k and PTO