Audit- Regulatory Liaison/ Project Manager - Organization / Strategy / Audit / Quality New York - United States Audit- Regulatory Liaison/ Project Manager -  …

SOCIETE GENERALE
à New York, NY, États-Unis
CDI, Plein-temps
Dernière candidature, 11 sept. 19
Competitive
SOCIETE GENERALE
à New York, NY, États-Unis
CDI, Plein-temps
Dernière candidature, 11 sept. 19
Competitive
Audit- Regulatory Liaison/ Project Manager - Organization / Strategy / Audit / Quality New York - United States
TASKS AND RESPONSIBILITIES
Internal Audit is currently looking for an experienced Internal Audit professional with a strong compliance and Internal Audit background to join our SGIAA Internal Audit's Chief of Staff (CoS)/Professional Practices team in New York. The individual will be responsible for coordination & responses to the regulatory reviews and inquires addressed to the Internal Audit Department throughout the year; keeping a consolidated view of IA's reviews of all supervisory findings; contributing to various presentations for the governance Committees; and providing guidance to the IA team on methodology matters; contributing to the Annual Risk Assessment process.
The individual will also be responsible for coordinating all department-wide enhancement projects aimed at transforming the team to the best in class. In this capacity, the individual will participate and steer operational meeting with SGIAA Senior Management.
The Regulatory Liaison/Projects Manager primary responsibilities will include, but not limited to:
  • Assist in the handling of regulatory audits of the Internal Audit Department
  • Interface with all related parties on IA initiatives related to supervisory matters or reviews to offer a consolidate view at any given point of time
  • Draft responses to regulatory matters impacting IA, and provide input to various local and Group-wide presentations, prepare various relevant presentations
  • Monitor regulatory changes impacting the Firm and Audit Department and update relevant team members
  • Perform annual SGIAA self-assessment
  • Support SGIAA department, and CoS team in preparation of various Management and Board materials, contribute to the facilitation of the annual Risk Assessment exercise, perform various Professional Practices duties.
  • Establish governance structure and coordination of various internal projects
  • Provide QA support, if needed
  • Provide guidance to auditors on acceptable practices and standards
  • Develop and maintain positive and effective partnerships with colleagues and internal customers
  • Other tasks, as needed


  • All our positions are open to people with disabilities

    Profile Required

    SKILLS AND EXPERIENCE (REQUIRED)
    Competencies:
  • Strong knowledge of SR 13-1, Internal Audit Professional Standards, and Regulatory expectations
  • Experience in effectively managing projects. Has strong project management skills and establishes goals, priorities and ability to meet budgets and deadlines
  • Excellent organizational skills and ability to manage multiple tasks in a dynamic, fast-paced environment
  • Demonstrates initiative, integrity and a strong desire to learn
  • Self-starter; Able to deliver "out of the box" solutions
  • Excellent judgment; Has strong analytical and problem-solving skill, while being detailed oriented
  • Demonstrates a high level of written and oral communication
  • Seeks out functional and cross functional opportunities for optimizing operational processes and cost efficiency
  • Strives to develop innovative solutions and demonstrates originality in the creation of new tasks
  • Involves and collaborates with others; and is a demonstrated team player
  • Accountable for actions and decisions and express opinions transparently
  • Collaborates well with others, shares information, and develops team spirit
  • Technical skills:
  • Experience in working with regulators, especially FRB
  • Strong Analytical, research and problem-solving skills
  • Ability to explain difficult concepts in simple terms
  • Exceptional project management skills
  • Excellent verbal and written communication skills
  • Advanced excel and Powerpoint
  • EDUCATION/PRIOR EXPERIENCE
    Required :
  • Bachelor degree Law, Compliance related matters, Mathematics, Statistics, Finance, Economics.
  • 6+ years in Internal Audit field in the role of internal auditor with focus on Compliance matters. Experience in Professional Practice or Quality Assurance teams within IA will be considered as advantage.
  • The ideal candidate would have an experience working for FRB, as well as would have hands-on experience with conducting Audit Risk Assessment
  • Desired / Plus :
  • Project management certification is considered as an advantage
  • Usage of Data Analytics tools is a plus
  • Work experience in a similar position or in audit


  • Business Insight
    DEPARTMENT DESCRIPTION
    The Inspection and Group Audit Division (IGAD) represents Societe Generale's independent internal audit function, comprised of over 1200 professionals covering SG's global businesses and services in over 80 countries. The SG Internal Audit Americas (SGIAA) Department within IGAD is a group of about 80 professionals, based in New York, New Jersey, San Paulo and Bangalore, who are responsible for assessing SG's multiple businesses in the Americas region.
    SGIAA Department is looking to complement the team with driven individuals, who enjoy working in a fast-paced environment, are innovative and prepared to generate new ideas and "go the extra-mile" in achieving a common goal. Joining SGIAA will give you a unique opportunity to not only work on regulatory matters, but also to participate in department-wide projects aimed at transforming the team to the best in class. For those who succeed, future opportunities include career growth within/outside department, including international mobility.

    Job code: 19000EG4
    Business unit: SG CIB
    Starting date: Immediate
    Date of publication: 17/08/2019
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