KYC Analyst - Banking Operations New York - United States KYC Analyst - Banking Operations New York - United  …

à New York, NY, États-Unis
CDI, Plein-temps
Dernière candidature, 18 juil. 19
à New York, NY, États-Unis
CDI, Plein-temps
Dernière candidature, 18 juil. 19
KYC Analyst - Banking Operations New York - United States
Day-to-Day Responsibilities:

  • Conducting CDD / EDD on assigned new clients in all risk classes (Low -High Risk)
  • OFAC/World-Check screening
  • Ensuring information and documentation provided by Business Lines is correct and in good form
  • Maintain a working knowledge of AML and OFAC regulations and be able to relate them to SG policies and procedures
  • Apply the SGUS Know Your Customer Procedures to assigned accounts
  • Maintain good working relationship with the business lines

  • All our positions are open to people with disabilities



    Technical Skills:
  • Familiarity with the principles of risk based KYC, client risk assessment and the products used in a wholesale banking and institutional broker dealer business
  • Microsoft Office, Word, Excel, PowerPoint
  • Competencies:
  • Strong communication skills (written and oral)
  • Ability to partner with Compliance, other KYC departments in SG, and business lines
  • Strong time management skills and the ability to work well under pressure
  • An inquisitive nature and ability to spot issues, and address conflicts and escalate issues where appropriate
  • Excellent problem solving and time management skills
  • Ability to work independently and use judgment to assure all issues and concerns are managed properly and timely
  • Qualifications:
  • Four to Six years experience in the Financial Services industry in a KYC or AML capacity.
  • Educational Requirements:
  • Degree caliber candidate with expertise in business or economics related subjects
  • Desired / Plus: ACAMS
  • Languages :
    (Other than English) French & Spanish a plus


    NBO: Services for New Business On boarding

    • Provide services to Wholesale Banking Business Lines for clients' on-boarding and business relationship extension, in coordination with On-boarding (OBU) and Referential & Regulatory Data (RRD)

    • Carry out due diligence checks as per internal standards and undertake any additional reputation checks and diligence that might be necessary.

    • Produce a risk based analysis of the client's and depending on the risk rating associated to the entity either validate the file or escalate it to compliance department as per Wholesale Banking Kyc Policy requirements.

    Department Summary:
    The Operations Department ("OPER") handles the middle and back office functions for all Global Banking and Investor Solutions ("GBIS") business lines (Markets & Financing) and International Private Banking. OPER implements all necessary means to ensure the operational, administrative and financial processing market and credit operations initiated by business lines. In addition, OPER ensures the control and security of transaction processing in accordance with current financial legislations.

    OPER, which operates within GBIS, is responsible for the following at worldwide level:
  • Making available all the resources required for the administrative and financial processing of market and credit operations initiated by the various Business Lines
  • Performing level one auditing in accordance with regulatory requirements, and setting up all the facilities required for secure processing of transactions,
  • Managing operational risks
  • Participating in drawing up economic and accounting results for SG Coverage and Investment Banking & International Private Banking operation

  • Job code: 19000HQE
    Starting date: 12/08/2019
    Date of publication: 17/07/2019