Markets Principal Auditor - Assistant Vice President

  • Negotiable
  • New York, NY, États-Unis
  • CDI, Plein-temps
  • Deutsche Bank - US
  • 09 oct. 18

The Group Audit (GA) function has over 700 staff located in our four hub locations New York, London, Frankfurt, Singapore and 26 other countries. The hallmarks of our professional, business focused, proactive risk-based work are transparency, integrity and independence. We assist the bank's businesses and infrastructure functions to identify control weaknesses.

Job Title: Markets Principal Auditor
Corporate Title: Assistant Vice President
Location: New York, NY

About Deutsche Bank

We are Germany's leading bank with strong positions in Europe and significant presence in the Americas and Asia Pacific. We're driving growth through our strong client franchise, investing heavily in digital technologies, prioritizing long-term success over short-term gains, and serving society with ambition and integrity. We serve our clients' real economic needs in commercial and investment banking, retail banking and transaction banking, and provide ground-breaking products and services in asset and wealth management. That means a career packed with opportunities to grow and the chance to shape the future of our clients.

Key responsibilities:

  • Executes day-to-day audit work on the basis of Deutsche Bank Group Audit Methodologies (conducts risk assessments, designs tests to assess control effectiveness for key risks, drafts audit reports for management review, facilitate issue tracking and validate closure of issues)
  • Discuss exceptions found during fieldwork with Principal Auditor/VPs and Principal Audit Manager
  • Communicates with Principal Audit Manager regarding audit progress and escalates problems/delays
  • Completes audit work/assignments in line with agreed budgets
  • Participates in internal projects
  • Contributing to Risk Assessments and Continuous Monitoring for relevant business areas
  • Pro-actively develop and maintain professional working relationships with colleagues, the business and respective support areas and work in an integrated manner with fellow team members in London and other locations
  • Develops and maintains broad financial services experience and Bank knowledge. Keeps abreast of business/industry changes and their impact on the Deutsche Bank plan/approach

You will have:

  • Experience in auditing or control function experience in a global investment bank
  • Experience in a wide range of business activity and exposure to Global Markets product lines including Debt and Equity products
  • Strong understanding of front to back activities and controls within the Sales and trading environment
  • Ability to identify and evaluate risks within the control environment. Sound judgment on the impact of issues raised
  • Strong analytical, communication and project management skills
  • Knowledge of key regulatory changes and how these changes impact audit planning
  • Excellent written / verbal communication skills and be able to communicate effectively at all levels within Group Audit and with the client
  • Achieved or working towards a relevant certification/industry accreditation (CPA, CFA, CIA, FINRA series) is a plus

You will be:

  • Flexible, pro-active, self-sufficient and innovative individual with strong organizational and multi-tasking skills
  • Take ownership and responsibility of agreed targets and meet them within budget to enable a timely and efficient completion of audit projects
  • Natural role model and reference point for the individual's peer group
  • Ability to work independently with limited day to day oversight