Operational Risk Manager Operational Risk Manager …

Charles Schwab
à Roanoke, TX, États-Unis
CDI, Plein-temps
Soyez parmi les premiers à postuler
Charles Schwab
à Roanoke, TX, États-Unis
CDI, Plein-temps
Soyez parmi les premiers à postuler
Operational Risk Manager
Your Opportunity

In Corporate Operational Risk, our purpose is to govern, oversee, and continually improve the operational risk program through supporting and challenging business partners and raising risk awareness and understanding to improve risk based decision making. We look to minimize operational risk impacts across all of the Firm and its subsidiaries and affiliates. We do this by fostering a risk culture consistent with the core values of the Firm of loyalty, One Schwab, operating discipline and innovation.

Reporting to the Sr. Team Manager of Operational Risk Testing, the successful candidate will primarily be responsible for testing the design and effectiveness of Operational controls across the Firm’s Risk and Control Self-Assessments (RCSAs), and testing standards, performing thematic and process reviews across the Firm for Operational Risk Management topics.

What youre good at

All phases of testing, from planning to issue management, are in scope. Responsibilities include but are not limited to the following:

  • Planning and preparation of kickoff meetings, requesting/gathering testing evidence
  • Assist in performing Control Design Walkthroughs; prepare documentation, and meeting minutes, as necessary
  • Evaluate the effectiveness of controls in place to mitigate identified risk; review evidence, document testing results in a comprehensive and organized manner
  • Documenting the review and test work performed, with identification of exceptions, in a clear, concise and timely manner
  • Make recommendations for enhancement and efficiencies
  • Assist in drafting reports and presenting findings and recommendations to appropriate business partners
  • Perform peer reviews of testing of files and reports as needed
  • Exercise sound judgment to influence a strong risk management culture across business practices
  • Create and maintain collaborative relationships with our risk teams, business partners and support partners
What you have

The ideal candidate will possess the following qualifications:

  • Bachelor’s degree
  • 5+ years of experience in audit, SOX testing, compliance testing, QA and/or operational risk management
  • Outstanding interpersonal and communications skills; ability to communicate effectively with various audiences in a variety of levels of positions
  • Comprehensive understanding of internal control environments within the operational and risk management functions
  • Familiarity with RCSA principles, methodologies and tools
  • Understanding of governance principles and activity in a financial services environment
  • Independent judgment with strong analytical, risk assessment and auditing skills
  • Ability to analyze large amount of information/data in order to recommend a course of action
  • Strong written and verbal communication skills with proven ability in communicating with senior staff, including executives
  • Self-motivated along with the ability to bring projects and reporting to conclusion
  • Strong interpersonal skills
  • Proficiency in Microsoft excel and PowerPoint skills required

Why Schwab?

At Schwab, “Own Your Tomorrow” embodies everything we do! We are committed to helping our employees unleash their potential and achieve their dreams. Our employees get to play a central role in disrupting a multi-trillion-dollar industry, creating a better, more modern way to build and manage wealth. We’re a modern financial services firm that stands apart from the industry, where you can go as far as your ambition takes you. Hear from employees: What’s it like to work at Schwab! The benefits of working at Schwab: a package designed to empower your health, wealth, career and life. Schwab is committed to building a diverse and inclusive workplace where everyone feels valued. As an equal employment opportunity employer, our policy is to provide equal employment opportunities to all employees and applicants without regard to any status that is protected by law. (Please click here to see the policy.) Schwab is also an affirmative action employer, focused on advancing women, minorities, veterans, and individuals with disabilities in the workplace. We believe diversity and inclusion are part of our success as a company and our purpose of serving every client with passion and integrity.