Senior Compliance Officer - Munich Senior Compliance Officer - Munich …

Eximius Finance
à Munich, Allemagne
CDI, Plein-temps
Dernière candidature, 20 juin 21
€80,000
Eximius Finance
à Munich, Allemagne
CDI, Plein-temps
Dernière candidature, 20 juin 21
€80,000
Diffusée par:
Lee Barnish • Recruiter
Diffusée par:
Lee Barnish
Recruiter
I am recruiting for a senior compliance manager role for a Global Investment Firm, based in Munich. This will be a broad generalist role supporting the Global Chief Compliance Officer.

Job Responsibilities

Support the Global Chief Compliance Officer (“CCO”) as well as other Regional Compliance Officers with general compliance matters, including:

  • the design and implementation of strategic initiatives critical to the growth of the firm’s discretionary investment management business and European business development strategy
  • monitoring regulatory developments, assessing impacts, amending polices and ultimately working with key internal stakeholders to deliver change (including with respect to SFDR and IFD)
  • maintaining a robust product governance and control environment in line with regulatory requirements (including attendance and/or support with board meetings, internal governance meetings and working groups)
  • providing compliance support on the firm's business, including investment, research, operations and corporate governance in respect to the Munich office
  • providing focused day-to-day compliance advice to senior management, business teams and support functions both at a regional level and across the business as required
  • overseeing and reviewing the marketing materials in line with the German regulations
  • maintaining and ensuring regulatory reporting obligations are met within the required reporting periods

 

Experience

  • German compliance professional with strong relevant experience within a top asset management or alternative investment funds environment
  • Fluent German and English speaker
  • Demonstrable knowledge and experience of MIFID, MIFID II, AIFMD and the BaFin Rules
  • Ability to communicate and interact with peers and external contacts in an effective, tactful and professional manner
  • Ability to assume responsibility for multiple projects and resolve them effectively with a minimum of supervision
  • Ability to deal discretely with sensitive, confidential information concerning clients and corporate affairs
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