Senior Officer, Compliance Monitoring, LFC Senior Officer, Compliance Monitoring, LFC …

Standard Chartered Bank
à Shanghai, 上海市, Chine
CDI, Plein-temps
Soyez parmi les premiers à postuler
Competitive
Standard Chartered Bank
à Shanghai, 上海市, Chine
CDI, Plein-temps
Soyez parmi les premiers à postuler
Competitive
Standard Chartered Bank
Senior Officer, Compliance Monitoring, LFC
About Standard Chartered
We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.

To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good.

We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.


Scope of the Role:
  • 根据法律法规的规定和资产管理合同的约定,监督产品投资行为符合法律法规,包括但不限于交易所产品,场外交易产品,衍生品及非标产品,及时报告异常情况。
Key Responsibilities:
  • 根据法律法规的规定和资产管理合同的约定,对管理人的投资指令等进行监督审核。
  • 根据法律法规的规定和资产管理合同的约定,录入监控指标,计算监控指标,处理监控结果;
  • 对投资监督中发现的违规问题出具提示函,跟踪管理人违规调整情况,及时升级汇报违规逾期情况;
  • 研究托管系统监督模块功能,编制需求说明书;
  • 测试系统新功能,并编制测试报告;
  • 每日持仓核对工作;
  • 根据法律法规的规定编制监管报告,定时定量报送各监管部门;
  • 负责对中国证监会、行发文、部发文等文件的收集和管理,整理与核算管理业务相关资料;
  • 定期以简报、通讯等形式及时向有关部门沟通情况并提出建议,为托管部领导管理决策和处内自身管理提供借鉴依据;

Our Ideal Candidate
  • 有管理、培训团队经验和一定的项目配合经验
  • 两年以上国内证券托管业务相关岗位经验(至少熟悉公募基金托管操作)
  • 取得基金从业资格证书
  • 最好使用过赢时胜公司的金手指系统

Apply now to join the Bank for those with big career ambitions.
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