Compliance Manager (M/F) Compliance Manager (M/F) …

Schroders Investment Management
à Paris, Île-de-France
CDI, Plein-temps
Dernière candidature, 17 janv. 22
Schroders Investment Management
à Paris, Île-de-France
CDI, Plein-temps
Dernière candidature, 17 janv. 22
Schroders Investment Management
Compliance Manager (M/F)
Senior Compliance Manager (m/f)
RCCI for Schroder AIDA SAS

Who we're looking for

We are looking for an experienced Senior Compliance Manager to join our team in Paris supporting our Infrastructure finance business as the RCCI ( Responsable de la Conformité et du Contrôle Interne ) of Schroder AIDA SAS and also supporting the wider Schroder team in Paris. The environment is dynamic and the job offers many opportunities for growth and professional development.

The position will be based in the Paris office, will report functionally to the Schroders Regional Head of Compliance for EMEA in Luxembourg, and is part of the Schroders Group compliance team. As a regulated role, the RCCI will have a reporting line to the Global Head of Infrastructure & CEO of Schroder AIDA SAS in Paris.

About Schroders

We're a global investment manager. We help institutions, intermediaries and individuals around the world invest money to meet their goals, fulfil their ambitions, and prepare for the future.

We have over 5,000 people on six continents. And we've been around for over 200 years, but keep adapting as society and technology changes. What doesn't change is our commitment to helping our clients, and society, prosper.

Team Overview

Schroders has an established presence in France since 2001 with assets under management of ₠7bn. The Paris office comprises:
• an AIFM (Schroder AIDA SAS) dedicated to infrastructure finance (debt and equity), with 23 people, with 4.4bn₠ in total commitments, advising or managing to date 19 investment vehicles, and with a number of new funds under development
• a distribution team of 16 people serving professional clients (institutional investors and third party distributors) in France and Monaco investing in a range of Schroders products, including our Luxembourg fund ranges,
• a real estate team of 36 people in charge of acquisitions and property management in France, Belgium and Spain.

The French business and teams have grown significantly over the past few years, with a mission to develop a high performing team fostering and promoting trust, constructive communication, mission alignment and high engagement.

The Schroder EMEA Compliance team is an experienced and competent team of 15+ professionals, based in different locations, with excellent technical and business expertise, analytical skills, commitment and strong values and ethical standards. The team has an open and collaborative work approach and is committed to continuously learning, sharing ideas, embracing change and enjoying our working day. We are an integral part of the Group Compliance Function, which consists of different global functional teams, and we work closely together with Compliance colleagues from across the Group to ensure alignment and efficiency and to leverage expertise.

What you will do

  • Develop and implement the compliance framework of Schroder AIDA SAS
  • Conduct compliance risk assessments and design and implement the compliance assurance plan (internal control plan) for Schroder AIDA SAS
    • Provide advice, support and training to business management and staff of Schroder AIDA SAS and the wider Paris office on compliance and conduct of business policies, procedures and on resolving compliance issues
  • Support business-led projects and development of policies and procedures
  • Be the MLRO for Schroder AIDA SAS to act as an escalation point for KYC and wider financial crime queries relating to investments and clients, to write up any ML/ financial crime reports requested by the regulation and internal governance, to provide financial crime training for all staff members according to their role
  • Review, approve and provide guidance regarding marketing and distribution
  • Monitor regulatory developments, conduct impact assessments and support the implementation of new regulations ,

In addition to the RCCI role for Schroder AIDA SAS, you will support the other businesses in Paris and, together with other Compliance managers across EMEA and the Group, assist with and contribute in developing the compliance framework for Schroders Group activities more broadly in Paris.

The knowledge, experience and qualifications you need

  • 10+ years of experience included 5+ years of experience from senior compliance position(s) in the French financial services industry, including from an asset management business with at least some focus on private assets (preferably experience in infrastructure finance or private equity)
  • Strong knowledge of the legal and regulatory regime for a French AIFM and its products and services, including AIFMD, MiFID II, Financial Crime and cross border distribution rules
  • Good verbal, written communication and influencing skills - English and French
  • University business related or law degree plus appropriate professional or post-graduate qualifications

The knowledge, experience and qualifications that will help

  • Previous experience with the business model of Fund Administrators, Depositaries and Distributors

What you'll be like

  • Team player
  • Takes the initiative on tasks
  • Builds good relationships
  • Confident communicator
  • Client focused
  • Solution and results oriented
  • Well organised and able to prioritise tasks

We're looking for the best, whoever they are
Schroders is an equal opportunities employer. You're welcome here whatever your sex, marital status, ethnic origin, sexual orientation, religious belief or age.

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