Compliance Officer - ECM Compliance Officer - ECM …

Kite Human Capital
à Paris, Île-de-France
CDI, Plein-temps
Dernière candidature, 26 juil. 21
Competitive
Kite Human Capital
à Paris, Île-de-France
CDI, Plein-temps
Dernière candidature, 26 juil. 21
Competitive
Diffusée par:
David Hurst • Recruiter
Diffusée par:
David Hurst
Recruiter
Our client, a leading brokerage business, are seeking a Compliance Officer to undertake a generalist compliance function across both their trading and research business lines.

Key Responsibilities:

  • Providing advisory compliance to the business across both their trading and research business lines (Transaction reporting, MiFID II, MAR etc)
  • Develop key compliance controls and procedures from scratch
  • Take ownership of regulatory reports
  • Undertake daily market abuse monitoring
  • Monitor staff activity acoss both trading and research 
  • Perform KYC/AML checks as part off the onboarding process

Key Skills and Experience:

  • 6 years plus experience within a compliance role
  • Experience within Cash Equity markets from a trading and/or research perspective is essential
  • Experience of developing compliance controls and frameworks 
  • Knowledge of KYC/AML and onboarding 
  • Fluent in French and English

 

 

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