• Competitive
  • Paris, Île-de-France, France
  • CDI, Plein-temps
  • Standard Chartered Bank
  • 2019-06-24

Compliance officer

  • Lieu de travail : Paris, Île-de-France, France
  • Salaire : Competitive
  • Type de contrat : Plein-temps

Compliance officer

About Standard Chartered
We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.

To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good.

We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.


The Role Responsibilities

• To ensure the branch activity is compliant with its authorisations and local banking/financial law & regulations (including AML/FCR)
• To ensure that the branch complies with Group Policies and Procedures and Standard Chartered Bank German's subsidiary policies and procedures
• To ensure all branch employees are aware of Group Policies and Procedures and Group Code of Conduct
• To ensure that Anti-Money Laundering and Terrorist Financing local regulation and AML Group policy and procedures are adhered to
• To ensure that the branch maintains updated regulatory obligation register
• To ensure the branch complies with local privacy law and group privacy policies and procedures
• To ensure the branch complies with local ABC law and group ABC policies and procedures
• To identify changes in regulations/ laws and ensure that new requirements are promptly implemented
• To perform compliance risk assessments and monitoring
• To deliver Compliance training to local staff
• To implement and formalize OR identification process
• To implement and develop Key Control Standards (KCS), Key Control Self Assessment (KSCA) and Key Risk Indicators (KRI)
• To capture operational risk and loss data in Detica and EORP
• To take actions to mitigate and control Operational Risk which have been identified
• To monitor Operational Risk through risks management information process. This implies to report operational risks on a monthly basis to management committee
• To ensure Departmental Operations Instructions (DOI) are in place for critical business/functions
• To ensure KSCA plan/schedule is in place for all businesses and support function
• To ensure that the branch complies with local requirements with regards to Operational Risks procedure
• To prepare and update Branch BCP documents (with the assistance with Germany/UK CRES)
• Assist in maintaining strict information walls
• Assist line manager in interacting with French regulators

Our Ideal Candidate

Experience dealing with:
• Multi banking & financial services (FM, DCM, TB , Global Banking) compliance subjects (including FCC - AML-FCT)
• French banking and financial regulators and various local authorities
• Management of Operational Risks
• Training

• Good knowledge of local and European banking and financial regulation ( e.g, Code Monétaire et Financier, MIFID II) , good understanding of French legal and tax systems
• French speaking and Fluent in English
• Ability to provide a full range of operational, compliance and administrative services to a small banking entity, intellectual agility
• Good skills in Excel

Apply now to join the Bank for those with big career ambitions.