Assistant Vice President, Compliance Advisory Assistant Vice President, Compliance Advisory …

China CITIC Bank International Limited
à Hong Kong, Hong Kong, Hong Kong
CDI, Plein-temps
Dernière candidature, 04 juil. 20
Negotiable
China CITIC Bank International Limited
à Hong Kong, Hong Kong, Hong Kong
CDI, Plein-temps
Dernière candidature, 04 juil. 20
Negotiable
Provide compliance advisory for Personal & Business Banking Group to ensure the adherence to internal compliance control and relevant legal and regulatory requirements.

Key Responsibilities

  • Provide support to business in the development, implementation and regular review of policies and procedures for their operations and initiatives with due regard to all applicable regulatory requirements
  • Review the current compliance controls and identify proper actions for improvement
  • Review investigations into any complaints reported or made by both internal and external customers
  • Perform regular tracking on all outstanding regulatory issues or findings yet to be solved or responded
  • Handle examinations and enquiries from regulators.
  • Raise and maintain compliance awareness among staff by providing them with relevant information, publications and training on compliance matters

Requirements

  • Degree holder preferably in Law, Accounting or related disciplines
  • 5 - 8 years’ banking, compliance, legal or audit experience, preferably in a sizable financial institution or regulatory bodies
  • Good knowledge in banking laws, operations, products and services
  • Possess good knowledge of relevant regulatory requirements relating to general banking compliance (considerations will be given to compliance knowledge and experience in other compliance areas)
  • Previous experience liaising and communicating with regulators would be preferable
  • Possess good knowledge of Information Technology and/or Fintech would be an advantage
  • Self-motivated, independent and able to communicate effectively at all levels
  • Good command of written and spoken English and Chinese (including Putonghua)

For more details about career opportunities with the Bank, please visit our website http://www.cncbinternational.com/careers/en/index.jsp.  Please apply with full resume stating current and expected salaries via https://careers.cncbinternational.com.

Personal data collected will be used for recruitment related purposes only. Applicants not invited for interview within 6 weeks may consider their applications unsuccessful. However, applicants may be considered for other suitable positions within the Group for a period of not more than 2 years. Personal data will be destroyed at any time after 3 months.

China CITIC Bank International is committed to being an equal opportunities employer and intends to provide a work environment free of unlawful discrimination or harassment.  All employment decisions will be made in a non-discriminatory manner.

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