Assistant Vice President / Senior Associate, Central/Regulatory Compliance Assistant Vice President / Senior Associate,  …

DBS Bank Limited
à Hong Kong, Hong Kong, Hong Kong
CDI, Plein-temps
Dernière candidature, 09 août 20
Competitive
DBS Bank Limited
à Hong Kong, Hong Kong, Hong Kong
CDI, Plein-temps
Dernière candidature, 09 août 20
Competitive
Assistant Vice President / Senior Associate, Central/Regulatory Compliance
Business Function

Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust and integrity for all our stakeholders.

Responsibilities

  • To assist Compliance Department to ensure that the Bank operates in accordance with all relevant applicable regulatory requirements, so as to protect the Bank from regulatory risks and ensure the reputation of the Bank
  • To assist Central Compliance Team and be the conduit between regulators/other industry associations and the Bank in dealing with new regulations, consultation papers, regulatory enquiries and requests
  • To broadcast new regulations to relevant BU/SU on timely basis and facilitate DCO in monitoring major regulations gap analysis status
  • To assist Central Compliance Team to ensure that the Bank complies with rules and regulations that have bank-wide implication e.g. licensing, personal investments monitoring
  • To assist the Central Compliance Team Lead / Head of Compliance to (i) compile Compliance Management Report reflecting compliance status to various committees; (ii) arrange monthly Compliance Discussion Forum to ensure BU/SUs are kept apprised of regulatory development
  • To assist to establish and maintain compliance policies and procedures relevant to Hong Kong and to promulgate policies/standards issued by Group Compliance
  • To assist the Central Compliance Team Lead to work closely with Group Compliance on management reports, group projects and new/changes in compliance policies and standards
  • To assist to arrange induction training with HR and monitoring completion status
  • To assist to oversee bank-wide regulatory examination
  • To assist in other projects and duties as may be assigned from time to time

Requirements

  • A degree in Law, Finance, Accountancy, or related disciplines, or possession of legal or accountancy professional qualifications
  • Minimum 4 to 5 years' relevant experience in compliance / legal or audit department of a bank or authorized / licensed financial institution; or a local or overseas banking or relevant financial supervisory body; or a professional legal or audit / accountancy firm with banking or financial services compliance / regulatory advisory experience
  • Good exposure in dealing with regulatory matters and liaising with regulators
  • Knowledge of banking and financial sector laws and regulations, compliance best practices and understanding of financial products and operating business
  • Ability to understand the business, analyze issues and formulate appropriate recommendations
  • Business focus, innovative and with the ability to balance risk and control
  • Logical thinking, excellent analytical and problem-solving skills.
  • A key team player with effective interpersonal, communication and presentation skill
  • Good command of English and Chinese with excellent writing skills

Apply Now

We offer a competitive salary and benefits package and the professional advantages of a dynamic environment that supports your development and recognises your achievements.

We regret only shortlisted candidates will be notified.
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