Associate - Post Trade (Market Surveillance & Monitoring - Market Surveillance) Associate - Post Trade (Market Surveillance &  …

Hong Kong Exchanges and Clearing Limited
à Hong Kong, Hong Kong, Hong Kong
CDI, Plein-temps
Dernière candidature, 09 août 20
Competitive
Hong Kong Exchanges and Clearing Limited
à Hong Kong, Hong Kong, Hong Kong
CDI, Plein-temps
Dernière candidature, 09 août 20
Competitive
Associate - Post Trade (Market Surveillance & Monitoring - Market Surveillance)
Job Responsibilities:
  • Effective and timely management of daily surveillance alerts and reports generated in SMARTS system for equities and derivatives products
  • Carry out investigation resulting from surveillance alerts and/or dealing referrals of suspicious behavior
  • Produce surveillance statistics and analysis and build dashboard for routine and ad-hoc reporting to management
  • Participate in market surveillance projects (e.g. surveillance system enhancement) and special projects owned by other divisions
  • Communicate and interact with exchange participants, regulators, external vendors and other internal teams within area of responsibility



Job Requirements:
  • University degree in Engineering, Computer Sciences, Mathematics, Finance, Business Administration or related disciplines.
  • At least three years working experience in financial industry, Management Trainee / Graduate Trainee background in financial institutions or regulators is an advantage
  • Strong quant and analytical skills to handle large data set (e.g. trading records) with strong attention to details
  • Work independently to make certain decisions and be flexible to take on new responsibility or challenge
  • Able to multitask, prioritize and meet deadlines
  • Knowledge in SQL programming, Tableau, Power BI etc. preferred
  • Good exposure to a wide variety of financial instrument types, including equities, fixed income, rates and currencies
  • Good collaboration skills on dealing with other departments, especially with IT or front office
  • Knowledge of using industry wide systems (e.g. Bloomberg, Reuters) is an advantage
  • Experience in using surveillance strategy or various surveillance exception reporting platforms (e.g. SMARTS) is an advantage
  • Previous Front Office role, Risk Management, Front Office IT or Middle Office with knowledge from front to back trade processing flows and systems would be advantageous
  • Good command of written and spoken English and Chinese, solid communication and presentation skills


Applicants who do not hear from us within 6 weeks may consider their applications unsuccessful. Personal data provided will only be used for the purpose of employment application to HKEX.
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