Associate to VP, Compliance ( SFC Licensed Corp ) Associate to VP, Compliance ( SFC Licensed Corp ) …

Anywhere Everywhere Six Degrees Link Limited
à Hong Kong
CDI, Plein-temps
Dernière candidature, 16 sept. 20
Competitive
Anywhere Everywhere Six Degrees Link Limited
à Hong Kong
CDI, Plein-temps
Dernière candidature, 16 sept. 20
Competitive
-

Responsibilities :

  1. Manage and identify Compliance matter related to SFC business.
  2. Responsible for the efficiency and effectiveness evaluation and improvement and ensure current activities are in compliance with internal guidelines and external regulations.
  3. Be able to facilitate some Compliance/AML issues of the Company as well so as to ensure the Company to comply with all applicable laws, rules and regulations and standards of good market practices.
  4. Provide day to day regulatory advice and guidance on rules and internal policies including AML & CTF and its latest updates; review business processes and new initiatives to ensure compliance with regulatory requirements.

 

Requirements :

  1. Degree holder, preferably in Finance, Accounting or Law disciplines;
  2. Minimum 2 years of relevant hands-on compliance experience in Securities, Asset Management and Finance industry;
  3. Good understanding of SFO and AML & CTF rules, regulations and guidelines of relevant regulatory authorities (such as SFC and HKEX) and risk management controls;
  4. Ability to work under pressure, with strong analytical, leadership, presentation and interpersonal skills;
  5. Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities (such as SFC and HKEX) and risk management controls;
  6. Ability to work under pressure, with strong analytical, leadership, presentation and interpersonal skills.

 

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