Audit Manager (Financial Crime Compliance / Anti-Money Laundering)

  • Competitive
  • Hong Kong Hong Kong Hong Kong HK
  • CDI, Plein-temps
  • Bank Of China (Hong Kong) Limited
  • 06 août 18 2018-08-06

Audit Manager (Financial Crime Compliance / Anti-Money Laundering)


  • Lead and manage internal audit engagements in relation to Financial Crime Compliance (FCC) / Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF) in BOCHK Group from planning, risk assessment, fieldwork to reporting
  • Assist in the organization and management of all FCC/AML-related internal auditsAssess compliance with FCC/AML/CTF regulations, standards and market practices
  • Assess compliance with relevant FCC/AML/CTF regulations and standards
  • Evaluate the effectiveness of internal controls, identify areas for improvement , provide sound recommendations and professional audit opinions
  • Participate or support other audit assignments or ad-hoc projects in Personal Banking sector


  • Degree or above with major in Accountancy, Finance, Economics, Statistics, Risk Management or related disciplines
  • Professional qualification of CPA/CIA or equivalent. CAMS, AAMLP will be a plus
  • Solid experience in FCC (including AML, Sanctions and Anti-Bribery and Corruption) preferably in roles with duties of auditing, compliance review, control assessment, etc.
  • 5 years or above solid experience in FCC/AML audit, compliance or relevant areas, preferably in sizable financial institutions / enterprises, regulators or well-known external audit / consultancy firms
  • Familiar with relevant local and international laws & regulations, standards and market practices in Hong Kong and/or Southeast Asian market
  • Experience in statistical modeling and/or financial intelligence would be an advantage
  • Good team-player, self-motivated with strong project management and communication skills; familiar with data analytics will be a plus
  • Proficiency in spoken and written Chinese and English, with good command of Mandarin

We offer competitive remuneration package and comprehensive fringe benefits including medical and life insurance, and different types of allowances to the right candidates.

Data collected would be used for recruitment purposes only. Applicants who do not hear from us within 8 weeks may consider their application unsuccessful and their data will be destroyed within 24 months of receipt.