Bank Compliance Manager / Senior Manager - CAMEL and Internal Review Focus Bank Compliance Manager / Senior Manager - CAMEL  …

Cornerstone Global Partners
à Hong Kong, Hong Kong, Hong Kong
CDI, Plein-temps
Dernière candidature, 09 juil. 20
40-65k/mth + bonus
Cornerstone Global Partners
à Hong Kong, Hong Kong, Hong Kong
CDI, Plein-temps
Dernière candidature, 09 juil. 20
40-65k/mth + bonus
Report to Section Head and to lead subordinates to conduct risk-based compliance in accordance to HKMA requirements.

Responsibilities:

  • Identify regulatory compliance risk and control issues and provide recommendations for improvement
  • Coordinate regulatory onsite examinations and CAMEL / Supervisory review process conducted by the regulators
  • Conduct risk-based compliance reviews according to the Annual Compliance Review Plan
  • Review and monitor staff personal account dealing

 Requirements: 

  • University degree in a related discipline
  • Minimum 5 years in audit / compliance / compliance review experience in Big 4 or in banking / financial services industry
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