Business Compliance & Risk Control Manager Business Compliance & Risk Control Manager …

Bank Of China (Hong Kong) Limited
à Hong Kong
CDI, Plein-temps
Dernière candidature, 21 nov. 20
Competitive
Bank Of China (Hong Kong) Limited
à Hong Kong
CDI, Plein-temps
Dernière candidature, 21 nov. 20
Competitive
Business Compliance & Risk Control Manager
Responsibilities:
  • Prepare the monthly performance & attribution reports for funds & mandates
  • Perform on going limit monitoring, data management, analysis, reporting and control procedures and identify project risk and mitigate business risk
  • Perform compliance and risk management projects proactively participate in strategic projects
  • Perform trade and transaction monitoring / investigation, including trade monitoring and surveillance
  • Establish proper controls, policies and procedures to ensure compliance with legal and regulatory requirements, revise policies and procedures and provide input to ensure compliance with applicable legal and regulatory requirement
  • Handle ad hoc tasks as assigned
Requirements:
  • Degree or above with major in Finance, Risk Management or related discipline, preferably with qualification in CPA and/or CFA
  • At least 3 years relevant experience, preferably in asset management or banking industry
  • Sound knowledge in the financial market and investment risk management
  • Excellent quantitative, analytical and computer skills
  • Good understanding and knowledge of operational risk and internal control principles and ability to assess risk trends
  • Preferably with solid operational risk management experience in Asset Management business environment
  • Good communication skills and able to work under pressure
  • Good command of spoken and written English, Mandarin and Cantonese
  • Proficient in computer skills (e.g. SQL, VBA) and experience in using Bloomberg and FactSet

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