Business Risk Officer, Wealth Management Business Risk Officer, Wealth Management …

Standard Chartered Bank
à Hong Kong
CDI, Plein-temps
Dernière candidature, 15 janv. 21
Standard Chartered Bank
à Hong Kong
CDI, Plein-temps
Dernière candidature, 15 janv. 21
Standard Chartered Bank
Business Risk Officer, Wealth Management
About Standard Chartered
We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.

To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good.

We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.

The Role Responsibilities

The Business Risk Officer represents the Wealth Management business as a first line of defence, implements the Standard Chartered Enterprise Risk Management Framework (ERMF), and supports the Group's Risk policy and associated risk procedures to ensure that front office risks are effectively managed at the business unit level. The Business Risk Manager is to focus specifically on Wealth Management controls, governance, and supervision.


  • Responsible for understanding the Group's business strategy and its implications for the risk management role.

  • Responsible for maintaining an awareness of the wider business, economic and market environment in which the Group operates
  • Continuously evaluate and identify risk implications of business strategies and programmes, and provide guidance on any risk remediation with support from SORO and respective risk owners
  • Responsible for supporting Wealth Management COO initiatives, drove adoption of initiatives at the country level
  • Responsible for adherence to specified risk deadlines
  • Responsible for being key escalation contact for the business for all front office risk related incidents and queries that arise, and being a business subject matter expert on Wealth Management processes in this market
  • Ensure risk ownership by Country Process Owners over centrally / GBS performed validation checks is retained at the country level - specifically ownership of residual risk evaluations and associated remediation activities
  • Responsible for coordinating with stakeholders in the country and with other Wealth Management risk managers to increase sharing of key learnings and best practices
  • Accountable for ensuring Risk Acceptance requests are completed by process owners for material risks and control failures identified. Accountable for the provision of these templates to second line risk team for review and approval prior to submission to relevant governance forums / committees
  • Responsible for the implementation of the Control Sample Testing (CST) process, sampling and testing the population of controls to ensure compliance with agreed control standards, including facilitating the monitoring / collection of any Key Control Indicators (KCIs)
  • Responsible for ensuring quality of information recorded in the risk tracking system, as well as ensuring accuracy, completeness of data, driving the timely resolution of outstanding actions
  • Responsible for supporting the business in minimizing operational risks and losses, and ensuring material operational losses are investigated to prevent recurrence
  • Identify non-standard processes within the business, and ensure appropriate control mechanisms are implemented and monitored for effectiveness
  • Working with the Senior Operational Risk Officer (SORO), responsible for ensuring Root Cause Analysis (RCA) is completed by process owners for any failed audits and other key risk events. Review audit findings and key themes, assisting business to achieve resolution in line with business risk appetite
  • Responsible for coordinating internal and external audit reviews relating to the area of business - liaising with stakeholders to ensure timely / accurate information is provided
Our Ideal Candidate

  • Basic knowledge of banking / Wealth Management products and operations of branch and other distribution channels
  • Strong analytical skills, detail-focused with the ability to interpret large volume of information
  • Ability to independently drive initiatives with minimum hands-on supervision

Apply now to join the Bank for those with big career ambitions.

To view information on our benefits including our flexible working please visit our career pages . We welcome conversations on flexible working.
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