Our client is an international asset management firm with an unparalleled reputation across the Asia Pacific region. With the continued growth of the organization, the need has arisen to recruit a high caliber candidate to join them
Provide private equity or real assets compliance expertise in Asia to assist in the development of the fundamental regulatory compliance program. Deliverables for the engagement would include, developing core Compliance policies and ensuring adequate business procedures are implemented to support the Compliance policies. Developing and conducting testing and monitoring routines to assess the effectiveness of the policies and procedures. Conducting targeted compliance training. Providing regular reporting of the compliance program and escalation of issues to business and Compliance senior management. Work closely with other members of the regional Compliance team supporting the various private market business functions by designing a compliance program that aligns with the investment products, distribution and services. Responsibilities include identifying compliance-related risks, providing advice and guidance on compliance responsibilities, facilitating the development of appropriate controls, and reviewing policies and procedures on a regular basis for their adequacy and the effectiveness of implementation. Participate in due diligence exercises related to strategic projects and would be responsible for identifying and coordinating the local compliance expertise for specific distribution projects across the region; working on new distribution channels.
To be considered, you should be a degree holder with a minimum of 10 years of relevant experience and with private equity experience. Sound business knowledge of the investment management processes related to investing in private and alternative asset classes, to anticipate, monitor and manage compliance risks resulting from various investment activities. Familiar with regulatory and business requirements for service provider oversight program. Excellent interpersonal and communications skills.
Interested applicants should send a detailed resume to Michelle Ho by email to firstname.lastname@example.org quoting reference eFC3184.
(Applicants not contacted within 4 weeks should consider their application unsuccessful.)