Compliance Director - Asset Management Compliance Director - Asset Management …

QHire Ltd
à Hong Kong
CDI, Plein-temps
Dernière candidature, 28 sept. 20
Competitive
QHire Ltd
à Hong Kong
CDI, Plein-temps
Dernière candidature, 28 sept. 20
Competitive
My client, a reputable Asset Manager, is looking for a compliance director.

Job responsibilities

  • Manage and identify Compliance matter related to SFC business.
  • Responsible for efficiency and effectiveness evaluation and improvement and ensure current activities are in compliance with internal guidelines and external regulations.
  • Revise general operation's policies and procedures of company's compliance program
  • Monitor and coordinate other departments to make sure compliance of business activities to keep the status of all compliance activities and to identify trends.
  • Work with relevant frontline or mid/back departments to direct compliance issues to appropriate existing channels for investigation and resolution.


Requirements

  • Bachelor's degree holder majoring in Law, Finance or any other related disciplines with at least 8 years solid working experience in financial services company
  • Familiar with HKSFC Licensing regulations, codes, guidelines and reporting requirements.
  • Sound knowledge in investment products, funds and structures
  • Good interpersonal skills with good communications skills & team spirits
  • Multilingual / Multicultural working environment
QHire Ltd logo
Offres similaires
Plus d'offres
Close
Loading...
Loading...