Compliance Manager, Operations and Technology - Regulatory Compliance

  • Competitive
  • Hong Kong Hong Kong Hong Kong HK
  • CDI, Plein-temps
  • HSBC
  • 18 août 18 2018-08-18

Compliance Manager, Operations and Technology - Regulatory Compliance

Some careers open more doors than others.
If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities.

As part of Global Risk, Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC's regulatory requirements, and mitigate conduct and reputational risk issues. The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change. It monitors how the Global Businesses and Functions manage their responsibilities with regard to complying with the regulations and helps resolve compliance deficiencies.

We are currently seeking a high caliber professional to join our team as Regulatory Compliance Manager, Operations and Technology.

Principal responsibilities

  • In support of the Senior Manager Regulatory Compliance, Operations and Technology, Global Functions for Asia Pacific, to provide advice and guidance to regional Business or Functions on regional and global initiatives, inclusive of engaging and seeking required approval from the HKMA
  • Support the Senior Manager Regulatory Compliance, Operations and Technology, Global Functions for Asia Pacific in ensuring all reporting and adhoc information request from Group Regional Management are completed within timelines
  • Supporting Senior Manager Regulatory Compliance, Operations and Technology, Global Functions for Asia Pacific to review periodic or ad hoc reports or information provided to Asia Pacific Regulatory Compliance and to take necessary actions if required
  • Actively participate in the formulation Risk and Control assessment with an emphasis on risks that have a Compliance ownership


Qualifications
Some careers open more doors than others.
If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities.

As part of Global Risk, Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC's regulatory requirements, and mitigate conduct and reputational risk issues. The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change. It monitors how the Global Businesses and Functions manage their responsibilities with regard to complying with the regulations and helps resolve compliance deficiencies.

We are currently seeking a high caliber professional to join our team as Regulatory Compliance Manager, Operations and Technology.

Principal responsibilities
  • In support of the Senior Manager Regulatory Compliance, Operations and Technology, Global Functions for Asia Pacific, to provide advice and guidance to regional Business or Functions on regional and global initiatives, inclusive of engaging and seeking required approval from the HKMA
  • Support the Senior Manager Regulatory Compliance, Operations and Technology, Global Functions for Asia Pacific in ensuring all reporting and adhoc information request from Group Regional Management are completed within timelines
  • Supporting Senior Manager Regulatory Compliance, Operations and Technology, Global Functions for Asia Pacific to review periodic or ad hoc reports or information provided to Asia Pacific Regulatory Compliance and to take necessary actions if required
  • Actively participate in the formulation Risk and Control assessment with an emphasis on risks that have a Compliance ownership