Industrial and Commercial Bank of China (Asia) Limited
Mise en ligne il y a environ 8 heures CDI Competitive
Compliance Manager, RBD
Prepare regular compliance report to Department Head that identify any potential compliance issue
Review bank's document (e.g. order placement document , marketing materials ) to comply with regulatory requirement
Preform compliance control to ensure the department meets the internal and external compliance standard and should r eport any non-compliance events
Conduct gap analysis for newly effective regulatory requirement and identify what action requires to take
Take lead to enhance policy and procedure to cope with latest changes from internal compliance requirement and external regulatory requirement
Conduct training for updates of regulatory requirement and uplift their compliance standard
Response Head Office enquiries that related to retail banking service and products
Response enquiries from external regulators and internal control departments related to retail banking services and products
Bachelor Degree or above with major in Banking, Finance, Accounting, Law or relevant disciplines
Minimum 10 years of working experience in banking or financial industry, in which at least 5 years of working experience related to compliance or control role, preferably with exposure on retail banking business
Familiar with the regulatory requirement, e.g. HKMA, SFC and HKFI on investment and insurance products, Code of Banking Practice, Deposit Protection Scheme, Personal Data (Privacy) Ordinance, etc.
Able to implement regulatory requirement to suit the bank's existing practice.
Able to work independently and good time management of multi-task handling
Well communication skill to communicate with other departments and Head Office
Responsible, proactive, attention to details
Good knowledge of Windows office to prepare reports and training materials.
Good command of English and Chinese (including Putonghua), both written and speaking
Plus d'offres de Industrial and Commercial Bank of China (Asia) Limited