Compliance Officer - Multinational Asset Management Firm Compliance Officer - Multinational Asset  …

One Arrow Consulting
à Hong Kong, Hong Kong, Hong Kong
CDI, Plein-temps
Dernière candidature, 14 juil. 20
Competitive Package + Discretionary Bonus
One Arrow Consulting
à Hong Kong, Hong Kong, Hong Kong
CDI, Plein-temps
Dernière candidature, 14 juil. 20
Competitive Package + Discretionary Bonus
Our client is one of the prestigious Asset Management firms across Aisa. They are currently looking for a high-calibre candidate to join their team in Hong Kong. The company offers an attractive package, comprehensive career development to suitable candidates in an exciting, fast-paced environment.

Responsibilities

  • Responsible for executing compliance monitoring program including internal control review and periodic monitoring according to regulatory, investment and internal policies perspectives
  • Perform due diligence works including review reports for KYC/AML monitoring
  • Assist in reviewing, updating and developing internal procedures and policy
  • Support on the preparation of reports and files to ensure compliance meet with internal management and regulatory requirements
  • Reviewing external communication, presentation, publication and proposal from a regulatory perspective
  • Assist in liaising with regulators, lawyers, external and internal auditors
  • Handle ad hoc tasks when assigned

 Requirements

  • Degree holder in Law, Business, Finance or related disciplines with 2 – 4 years of relevant compliance experience in the financial institutions
  • Knowledge of regulations and SFC codes within the investment firms
  • Excellent command of written and spoken English and Chinese
  • Detail minded, Independent, Self-motivated and efficient in work
  • Excellent team player with strong analytical and evaluative skills
  • Able to work in a fast-paced, dynamic environment

 

Our client offers an attractive remuneration package, generous fringe benefits as well as excellent opportunities for career advancement. Interested candidates please send your application to: eunice.yau@onearw.com or click Apply Now.

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