Corporate Audit Asia Pacific Regulatory Reporting, Audit Supervisor, Vice President

  • Competitive
  • Hong Kong
  • CDI, Plein-temps
  • Bank Of America / Merrill Lynch
  • 23 oct. 17 2017-10-23

Corporate Audit Asia Pacific Regulatory Reporting, Audit Supervisor, Vice President

Job Description:
About Bank of America Merrill Lynch:
Our purpose as a firm is to make financial lives better, through the power of every connection. Across the world, we partner with leading corporate and institutional investors through our offices in more than 40 countries. In the U.S alone, we serve almost all Fortune 500 companies and approximately 59 million consumers and small-business customers. We provide a full suite of financial products and services, from banking and investments to asset and risk management. We cover a broad range of asset classes, making us a global leader in corporate and investment banking, sales and trading.

Connecting Asia Pacific to the World
Our Asia Pacific team is spread across 23 offices in 12 markets. We are focused on connecting Asia to the world and the world to Asia, using our global expertise to ensure success is shared between us, our clients and our communities. Our regional footprint covers 12 currencies, more than a dozen languages and five time zones, placing us firmly among the region's leading financial services companies.
Bank of America Merrill Lynch is committed to attracting, recruiting and retaining top diverse talent from across the globe. Our diversity and inclusion mission is to actively promote an inclusive work environment where all employees have the opportunity to achieve personal success and contribute to the growth of our business. Each of our global Employee Networks bring together employees, create dialogue and awareness in support of our Diversity and Inclusion.

Position Description
Corporate Audit is responsible for providing an independent assessment of whether controlling processes within Bank of America are adequately designed and functioning effectively to mitigate potential risks. Corporate Audit maintains independence and objectivity by reporting to the Audit Committee of the Board of Directors. Corporate Audit teammates cover all areas of the corporation, performing validation of the company's risk management activities through testing of key processes and controls across the company.

Management and the Audit Committee are provided with regular reporting of Bank of America Merrill Lynch's risk management systems and internal controls. Additionally, Corporate Audit provides risk-based advice and counsel to management to help develop and maintain an appropriate customer-focused risk management culture that supports the Corporation's business objectives.

Key Responsibilities
The Audit Regulatory Reporting Supervisor is accountable for fulfilling external requests addressed to Corporate Audit (including requests from regulators, external auditors and clients), and responsible for ensuring consistent quality and timeliness of submissions and outputs. As an Audit Supervisor, your key tasks and responsibilities may include but are not limited to:

  • Driving the Audit external/regulatory submission process including tracking, coordinating/compiling appropriate responses, managing the clearance/approval process, submission and filing
  • Maintaining the Audit inventories including Country Categorization of audit reports, standard responses and regulatory required/expected audits
  • Working closely with various Lines of Business/Country audit teams and liaising with Compliance to deliver external/regulatory submissions
  • Exercising judgment and critical thinking in providing suggestions to Country Audit Heads with regard to external/regulatory submissions, taking into account key trends in regulatory focus and local practices as applicable
  • Maintaining the Audit external/regulatory reporting process to maximize efficiency
  • Coordinating the APAC Legal Entities coverage attestation process
  • Reviewing the junior team member's work and providing advice/guidance as applicable

Key Requirements
Education/Work experience:
  • Bachelor degree
  • Minimum 10 years of relevant work experience in Audit and (preferable)/or Compliance of global financial institution
  • Professional licenses e.g. CPA (preferable)
Required Skills and Abilities:
  • Ability to extract and use qualitative and quantitative data with attention to details
  • Analytical and problem-solving skills
  • Ability to connect the dots and look at things at big picture level
  • Effective communication including fluent English language
  • Organizational skills and drive to get things done/follow through
  • Able to handle multiple tasks simultaneously within tight turnaround time
  • Able to work well independently as well as in a team
  • Passion/commitment for regulatory reporting work
  • Microsoft Office applications including Excel, Word and Powerpoint
Bank of America Merrill Lynch is an equal opportunities employer.

Posting Date: 28/09/2017
Location:
Hong Kong, , KOWLOON COMMERCE CENTER TOWER 2, 51 KWAI CHEONG ROAD,
Singapore, , 01, 2 HARBOURFRONT PLACE #02,
- Singapore

Full / Part-time: Full time
Hours Per Week: 40