Deputy CEO
DAOKOU Securities Hong KongDeputy CEO
DAOKOU Securities Hong Kong
Core Responsibilities
- Formulate the strategic development plan and annual operating plan for the brokerage business
- Lead and coordinate the SFC Type 2 license application process
- Provide technical support for cross-border spot-futures business development of large-scale corporates
- Design the business architecture, product matrix, and tiered client service system
- Track industry trends, competitor developments, and regulatory changes, and adjust business strategies in a timely manner
- Ensure the brokerage business complies with SFC and Mainland China regulatory requirements
- Establish internal risk control systems, including KYC, AML, suitability management, and anti-money laundering
Requirements
- Bachelor's degree or above (preferably in Finance, Economics, Management, Law, or related disciplines)
- 8+ years of working experience in futures brokerage
- Familiarity with foreign trade and cross-border hedging processes of export enterprises
- In-depth knowledge of domestic and international commodity futures markets and cross-border arbitrage rules
- Professional competence: full-stack understanding of Hong Kong, A-share, and U.S. equity brokerage operations
核心职责
- 制定经纪业务年战略规划与年度经营计划
- 负责统筹SFC-Type2·牌照申请工作
- 为众多大型实体企业跨境期现业务发展提供技术支持
- 设计业务架构、产品矩阵、客户分层服务体系
- 追踪行业趋势、竞品动态、监管变化,及时调整业务策略-
- 确保经纪业务符合-SFC-及内地监管要求
- 建立内部风控体系(KYC/AML/适当性管理/反洗钱)
任职要求
- 本科及以上学历(金融/经济/管理/法律等相关专业优先)
- 8·年以上期货经纪业务的从业经验
- 熟悉外贸,出口企业跨境套保业务流程
- 熟悉商品期货国内,国际市场跨境套利规则
- 业务能力:熟悉港股/A股/美股经纪业务全链条
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