Compliance Manager | Asset Management
A leading investment management platform is seeking a Compliance Manager to join its Hong Kong compliance team. This is a broad, hands-on compliance role offering exposure across regulatory compliance, KYC, fund-related matters, and business advisory support.
Responsibilities
- Review and approve marketing and promotional materials
- Assist in the development, implementation, and maintenance of KYC policies and procedures
- Review client due diligence and KYC documentation
- Provide guidance on KYC and regulatory-related enquiries
- Support responses to regulatory requests and enquiries
- Advise internal stakeholders on compliance and regulatory matters
- Assist with compliance monitoring and other ad hoc compliance projects
Requirements
- Bachelor's degree from a reputable university
- 3-6 years of compliance experience gained within the asset management industry
- Strong knowledge of Hong Kong regulatory requirements, including fund management and financial promotion regulations
- Understanding of investment management operations and regulatory expectations
- Experience with regulated fund products and offshore fund structures
- Fluent in English and Chinese, including Mandarin
- Strong communication skills and attention to detail

Référence PR/608619
At Larson Maddox, we give essential guidance to leading firms by connecting them with the best In-House Counsel talent for their Regulatory & Legal ne...
Plus d'offres de Larson Maddox
Larson Maddox
Hong Kong
Larson Maddox
Hong Kong
Larson Maddox
Sydney, Australia
Larson Maddox
Houston, United States
Larson Maddox
Frankfurt am Main, Germany
Larson Maddox
Frankfurt am Main, Germany
Larson Maddox
Sulzbach, Germany
Larson Maddox
Frankfurt am Main, Germany
Larson Maddox
Frankfurt am Main, Germany
Donnez un nouvel élan à votre carrière
Trouvez des milliers d'opportunités emploi en vous inscrivant sur eFinancialCareers dès aujourd'hui.Offres recommandées