Head of Client Services (RO) - leading digital asset management firm Head of Client Services (RO) - leading digital  …

Achievers Recruitment Limited
à Hong Kong
CDI, Plein-temps
Dernière candidature, 04 oct. 21
Competitive
Achievers Recruitment Limited
à Hong Kong
CDI, Plein-temps
Dernière candidature, 04 oct. 21
Competitive
Our client is a fast growth leading digital asset management firm in Asia. To cop with their expansion plan this year, they are currently looking for a Head of Client Services (RO) to join their HK office.

Responsibilities:

  • Act as a Responsible Officer (RO) to supervise SFC Type 1 & 4 & 9 regulated activities, and ensure all regulatory & reporting requirements are fulfilled with local regulatory bodies;
  • Lead a small team of client services professionals and building industry leading processes and internal controls;
  • Work closely with product team and sales team including new clients (institutional investors and HNWI) and fund onboarding, investor reporting and client / fund related regulatory reporting (including FATCA and CRS reporting);
  • Work closely with the COO & Chief Compliance Officer to build up internal standards and create operational processes and policies around investor onboarding, professional investor assessment, KYC procedures, etc.
  • Attending to investor operational due diligence requests, including maintaining firm and product presentations, DDQs, brochures, etc.
  • Drive fund and product corporate actions, including PPM updates, investor notices, etc.
  • Interfacing with manager and fund service providers, including the administrator, custodian, transfer agent, etc.

Requirements:

  • Degree holder in Business, Legal, Finance or related major with minimum 5 years’ of relevant working experience of client servicing experience, with at least 2 years’ gained in a managerial buy-side role;
  • Sound knowledge of local regulations and guidelines of relevant regulatory authorities and risk management control;
  • SFC Responsible Officer registration is required;
  • Strong passion in blockchain or crypto is definitely an advantage;
  • A good team player, self-motivated, strong sense of ethics, responsibility and discipline with good interpersonal skills;
  • Good command of written and spoken English, Mandarin and Cantonese.
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