Head of General Compliance, VP - Investment Bank / Securities Head of General Compliance, VP - Investment Bank /  …

Randstad Hong Kong
à Hong Kong, Hong Kong, Hong Kong
CDI, Plein-temps
Dernière candidature, 05 août 20
HKD1000000 - HKD1200000 per annum + bonus
Randstad Hong Kong
à Hong Kong, Hong Kong, Hong Kong
CDI, Plein-temps
Dernière candidature, 05 août 20
HKD1000000 - HKD1200000 per annum + bonus
Head of General Compliance, VP - Investment Bank / Securities

about the company


Our client is a leading investment bank with a strong presence in APAC and Greater China region.


about the team

  • International, diverse team of compliance professionals



about the job

  • You will lead and supervise the general compliance team in performing licensing matters, staff dealing and compliance declarations monitoring and Regulatory inquiries processing
  • You will look after registration and renewals of staff licenses
  • Assist in the development, implementation and maintenance of compliance monitoring programs as well as coordinating with regulators on inspections



skills & experiences required

  • University degree in accounting, law or economics
  • At least 10-12 years of relevant general compliance / regulatory compliance experience covering SFC regulated activities
  • Strong communication skills in English, Cantonese and Mandarin
  • Good leadership and people management skills



To apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk


Close
Loading...