Espace Recruteurs
Ashford Benjamin Ltd

Investment Bank (IBCM) Compliance (D/ED) - Global Investment Bank

Ashford Benjamin Ltd Hong Kong
Mise en ligne il y a 18 heures CDI Competitive
V
Mise en ligne par
Vivian Chen
Associate Director
We are instructed on a senior investment banking compliance roles with one of the global investment banks, candidate with legal/ regulator/ in-house background will be considered.

Responsibilities:

  • Advising and supporting the Investment Bank and Capital Market business on a wide range of internal and transaction-related compliance matters
  • Drafting compliance framework, policies and procedures
  • Participate in regulatory updates, new product and activity approvals projects
  • Provide guidance with control room functions and process, including advise and management of conflict of interests, information barrier, wall crossing etc
  • Liaising with regional and global Legal and Compliance colleagues on matters pertaining to private side business

Requirements:

  • Minimum 12 years of compliance experience in investment banking and capital market business compliance advisory gained from investment banks, legal practice or regulators

 

À PROPOS DE CETTE ENTREPRISE
Hong Kong
Ressources humaines
Ashford Benjamin is a leading executive search firm, focusing on the legal, risk & compliance professions. The majority of our projects are retained, ...
Plus d'offres de Ashford Benjamin Ltd
Ashford Benjamin Ltd
Control Room - Global Investment Bank
Ashford Benjamin Ltd
Hong Kong
il y a 18 heures Full time Competitive
Ashford Benjamin Ltd
Credit Risk - Global Investment Bank
Ashford Benjamin Ltd
Hong Kong
il y a 18 heures Full time Competitive
Ashford Benjamin Ltd
Trade Surveillance - Global Investment Bank
Ashford Benjamin Ltd
Hong Kong
il y a 18 heures Full time Competitive
Ashford Benjamin Ltd
Private Wealth Management Compliance Advisory
Ashford Benjamin Ltd
Hong Kong
il y a 18 heures Full time Competitive
Ashford Benjamin Ltd
Market Risk (Junior)
Ashford Benjamin Ltd
Hong Kong
il y a 18 heures Full time Competitive

Donnez un nouvel élan à votre carrière

Trouvez des milliers d'opportunités emploi en vous inscrivant sur eFinancialCareers dès aujourd'hui.
Offres recommandées