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Hays Hong Kong

M/SM, General Compliance, Chinese Bank (50-60K)

Hays Hong Kong
Mise en ligne il y a 5 jours CDI Competitive

M/SM, General Compliance, Chinese Bank (50-60K)

Hays Hong Kong
Your new role

  • Lead the development and execution of the annual compliance work plan, policies, and procedures.

  • Serve as a primary point of contact for local regulators (including the HKMA and SFC), managing official inspections, coordinating formal responses, and ensuring seamless communication regarding regulatory enquiries.

  • Monitor regulatory changes, assessing their impact on business operations and ensuring timely implementation of required updates.

  • Conduct comprehensive compliance risk assessments, identifying vulnerabilities and implementing effective controls to mitigate exposure.

  • Design and deliver training programmes to raise awareness of compliance standards, ethical conduct, and regulatory obligations across the company.

  • Continuously audit and enhance compliance documentation to ensure alignment with evolving regulations, industry best practices, and internal business structural changes.

  • Manage and oversee internal investigations into potential policy violations, ensuring thorough documentation, resolution, and follow-up.

  • Manage the end-to-end process for periodic regulatory reporting, statements, and assessments, ensuring timely follow-up on all requirements mandated by the HKMA, SFC, and other relevant governing bodies.


What you'll need to succeed
Bachelor's degree holder.
Proven, hands-on experience navigating regulatory relationships and handling high-stakes interactions with official bodies.

Require 6-7+ years of experience in compliance, legal, or risk management within [Insert Industry, e.g., Financial Services, Tech, Healthcare].
Proven, hands-on experience navigating regulatory relationships and handling high-stakes interactions with official bodies. Analytical, detail-oriented, and capable of solving complex problems in a fast-paced environment.

What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. (krystal.chun@hays.com.hk)

If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.
Référence  1289243
À PROPOS DE CETTE ENTREPRISE
Hong Kong
Ressources humaines
Hays Hong Kong Limited ("Hays Hong Kong") is the one of the leading specialist recruitment companies in Hong Kong in recruiting qualified, professiona...
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