Manager / AVP, Investment & Insurance Compliance

  • 30K+
  • Hong Kong
  • CDI, Plein-temps
  • PeopleSearch
  • 17 oct. 17 2017-10-17

Our client is an Asian bank, seeking for AVP, Investment & Insurance Compliance. As part of their continuous growth, an outstanding opportunity has arisen for a high calibre candidate to join their bank.


  • Participate in new investment and insurance product and service development projects
  • Deliver compliance training to relevant Bank's staff
  • Liaise with regulators, external and internal auditors on compliance matters
  • Provide advisory services on investment and insurance business to local business units, overseas branches as well as the Bank’s subsidiaries for compliance with relevant regulatory requirements
  • Develop and review policies and procedures for investment and insurance products
  • Provide compliance updates to senior management and assess the impact on the business and support units
  • Handle ad hoc projects as assigned



  • Solid knowledge of insurance products and regulatory requirements such as OCI Guidance Notes and HKMA circulars  
  • Degree holder in Finance, Business Administration, Risk Management, Law or related disciplines
  • 5+ years of compliance experience, preferably in banking industry
  • Proficient in banking operations
  • Self-motivated, detail-minded and well-organized with strong risk control sense and good communication skill    


Interested Applicants please send your full resume (in Word format) together with present and expected salary to Sammy Chan:


Tel: (852) 2521-5118 ext.806 or 6377-1289



**Only shortlisted candidates will be contacted for a more detailed discussion**