Espace Recruteurs

Private Bank Regulatory Compliance

Selby Jennings
Hong Kong
Mise en ligne il y a 1 jour Flexible CDI Negotiable
Our client is a top-tier boutique private bank that is currently looking for AVP & VP in regulatory compliance (two headcounts).

Our client is a top-tier boutique private bank that is currently looking for VP in regulatory compliance

Job Responsibilities

  • Independently manage regulatory reporting
  • Perform regulatory monitoring and handle inquiries from regulators (HKMA, SFC)
  • Participate in regulatory-driven projects
  • Carry out a range of Compliance surveillance and monitoring activities
  • Escalate observations in a timely manner and recommend control enhancements

Requirement

  • University graduated in Finance, Business Administration or relevant disciplines.
  • At least 7 years of relevant experience in the compliance function of a bank (preference in private banking or wealth management industry) or good working experience at HKMA, SFC or equivalent regulatory bodies
  • Familiar with Hong Kong banking regulations (e.g. HKMA, SFC)
  • Good understanding of regulatory requirements governing the selling of investment products
  • Have a good knowledge of HKMA or SFC rules/regulations in Hong Kong
  • Excellent communication skills (Chinese and English) and problem-solving skills
job_description_image
Référence  PR/363268
Plus d'offres de Selby Jennings
Selby Jennings
European bank compliance VP
Selby Jennings
Hong Kong
il y a 4 jours Full time HKD480000 - HKD600000 per annum
Selby Jennings
VP/ED Private Banking Product Advisory
Selby Jennings
Hong Kong
il y a 1 jour Full time HKD750000 - HKD1800000 per annum
Selby Jennings
Private Equity Compliance Officer
Selby Jennings
Hong Kong
il y a 1 jour Full time HKD1000000 - HKD1000001 per annum
Selby Jennings
Private Banking Fund Advisor
Selby Jennings
Hong Kong
il y a 1 jour Full time HKD800000 - HKD1200000 per annum
Selby Jennings
Product Owner - Private Banking opportunity
Selby Jennings
Hong Kong
il y a 3 jours Full time Negotiable
Selby Jennings
Assistant relationship manager - Private banking
Selby Jennings
Hong Kong
il y a environ 7 heures Full time Negotiable
Selby Jennings
Private Banking Chief Executive
Selby Jennings
Hong Kong
il y a 2 jours Full time HKD1800000 - HKD2200000 per annum
Selby Jennings
Private Banking Public Funds Specialist
Selby Jennings
Hong Kong
il y a 2 jours Full time HKD1000000 - HKD1500000 per annum
Selby Jennings
Private Banking Structured Product Management
Selby Jennings
Hong Kong
il y a 2 jours Full time HKD1000000 - HKD1500000 per annum
Selby Jennings
D/ED, Investment Advisor, Private banking
Selby Jennings
Hong Kong
il y a 3 jours Full time Negotiable