RO 4 & 9 | Asset Management RO 4 & 9 | Asset Management …

Osmium Consulting Group
à Hong Kong
CDI, Plein-temps
Dernière candidature, 14 janv. 21
Competitive
Osmium Consulting Group
à Hong Kong
CDI, Plein-temps
Dernière candidature, 14 janv. 21
Competitive
Our client is seeking a RO 4 & 9 who focusing on daily operations; Potential RO is acceptable.

Responsibilities:

  • Manage the entire operational functions to ensure strict adherence to the operating procedures and compliance with internal guidelines, and statutory legislation and rules
  • Supervise daily operations of the investment activities, including fund operations, risk management and investor reporting
  • Review financial information and create/forecast operational budgets to increase contribution level
  • Coordinate actions with fund managers, fund administration and custodian banks
  • Assist in ad hoc duties as assigned

Requirements:

  • University graduates preferably in Business or related disciplines
  • Minimum 5 years of work experience in buy/sell side industry
  • Relevant experience in a hedge fund and/or fund administration and/or Big 4 background is preferred; Prior experience in Chinese firm is definitely an advantage
  • Holder of relevant SFC licenses for carry out Type 4 or 9 regulated activities
  • Sound knowledge of SFO, SFC, regulations and guidelines of relevant regulatory authorities and risk management control
  • Proficient in Excel
  • Able to work independently and as a team player
  • Detail oriented and able to multi-task
  • Strong communication skills in English, Cantonese & Mandarin

 

​Please contact Alec MA at 3898 5577 ( Whatsapp: +852 9615 8236 | Email : alec.ma@osmiumcg.com )

 

Responsible Officer; Asset Management; Securities; Equities; Operations; Administration

 

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