• Excellent
  • Hong Kong
  • CDI, Plein-temps
  • Charterhouse Partnership Hong Kong
  • 2018-06-19

Regional Equities Compliance (over $1M base salary per annum), Leading Global Firm (Ref: REG-EC/ERW080518)

• Highly regarded global financial services firm • Over $1M base salary per annum plus attractive bonus • Chinese language skills are not required

Our client is a leading global financial services firm providing a wide range of investment banking, corporate banking, wealth management and securities services worldwide.

An exciting opportunity has arisen for an experienced compliance manager to join the firm and to play a key role in driving its regional equities business forward.  The successful candidate will sit on the trading floor and will provide advice to traders and sales persons regarding regulatory/compliance requirements as well as establishing, implementing and enforcing sales and trading best practices from a regulatory perspective.

The ideal candidate will be a degree holder in Law, Finance or related (relevant professional qualifications are preferred) and will have at least 8 years of compliance experience including no less than 3/4 years of experience in supporting equities sales with knowledge and exposure of the APAC market.  He/she must have strong communication skills and an ability to work well under the pressures of a trading environment.  Chinese language skills are not required for this position. 

If you are interested in finding out more about this career opportunity, please email your resume to Erica Wong, enquiries@charterhouse.com.hk  Tel: (852) 3151 1300 Web: www.charterhouse.com.hk

Charterhouse Partnership Hong Kong is here to assist you in your job search. Our experienced recruitment consultants will provide you career advise and assist you in develop a tailored job search strategy

About Charterhouse

Charterhouse is a global executive recruitment consultancy. We have offices throughout the world in Asia, Australia and the Middle East. In Hong Kong we have seven specialist divisions: Banking & Finance; Sales & Marketing; Commerce Accounting, IT&T; Legal, Human Resources and Professional Support and Property & Construction.

For more information on how we can help you, give us a call for a confidential discussion at +852 3151 1300.

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