Regulatory Compliance Manager, Global Banking, Asia Pacific - Regulatory Compliance

  • Competitive
  • Hong Kong Hong Kong Hong Kong HK
  • CDI, Plein-temps
  • HSBC
  • 20 juin 18 2018-06-20

Regulatory Compliance Manager, Global Banking, Asia Pacific - Regulatory Compliance

Some careers have more impact than others.
If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be.

As part of Global Risk, Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC's regulatory requirements, and mitigate conduct and reputational risk issues. The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change. It monitors how the Global Businesses and Functions manage their responsibilities with regard to complying with the regulations and helps resolve compliance deficiencies.

We are currently seeking a high caliber professional to join our team as Regulatory Compliance Manager, Global Banking, Asia Pacific .

Principal responsibilities

  • Assist senior Regulatory Compliance members in providing Regulatory Compliance advice and support in respect of the Global Banking activities in Hong Kong
  • Implement necessary procedures and policies to ensure compliance with all relevant laws, regulations, codes as well as Global Standards Manual, Global Risk and Global Banking Regulatory Compliance Manual.
  • Identify Regulatory Compliance Risks in the relevant business and provide necessary assessments and solutions
  • Monitor changes to business practice and products, resolve issues including the specification of processes, procedures and system enhancements from a Regulatory Compliance perspective to ensure adequate controls
  • Report all actual and potential breaches of applicable laws and regulations
  • To assist and support the CoHeads of Regulatory Compliance, Global Banking, Asia Pacific on Compliance matters as and when required
  • Maintain ongoing relationship with all relevant regulatory authorities
  • Attend to all internal and regulatory audits and inspections
  • Liaise with other stakeholders on various aspects of Regulatory Compliance responsibilities

  • Solid experience in Banking Compliance function of an international Banking or financial institution.
  • Good understanding of Banking and the nature of cross border transactions in the Asia Pacific region.
  • Good analytical, interpersonal and communication skills.
  • Highly motivated, with ability to work proactively and collaboratively within a large organization and to deliver high quality work on time
  • Demonstrates good judgment and able to support decisions with sound reasoning and deal with business in a professional manner
You'll achieve more when you join HSBC.

Candidate with less relevant experience or skills may be offered a lower Global Career Band than stated above.

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