Responsible Officer (type 1,2)

  • 50k
  • Hong Kong Hong Kong Hong Kong HK
  • CDI, Plein-temps
  • Walker Andersen , Numéro de Licence EA : 16S8094
  • 21 juin 18 2018-06-21

More than 5 years experience, familiar with type 1 products and operations

Formulate, review and update the operations procedures to enhance business productivity and effectiveness
Responsible for supervising and monitoring the daily operations, including SFC regulated activities, to ensure all activities comply with HKSFC and statutory regulations
Supervise in marketing activities and client servicing
Provide comprehensive and professional support to our clients
Handle all kinds of enquiries and complaints, account opening procedures
Execute Hong Kong securities trading orders with accuracy and efficiency
Maintain good relationship with clients
Job Requirements:

Tertiary educated
At least 5 years of experience in dealing or customer services
Holder of SFC Responsible Officer license for Type 1 and type 2 are definitely advantageous
Priority is given to candidates who have compliance experience
High level of customer service orientation
Sociable with good communication and interpersonal skills
Multi-tasking and problem-solving skills
Mature, patient, cheerful and detail-minded
Fluent in Cantonese and Putonghua is a must; proficiency in English is preferred