Responsible Officers

  • 50 - 100K
  • Hong Kong
  • CDI, Plein-temps
  • TI Systems Limited
  • 31 août 17

Act as Responsible Officer to supervise SFC Type 1 + 4 + 9 regulated. Assist in SFC license application. 8 years relevant experience as a RO in brokerage firm preferred.

  • Act as Responsible Officer to supervise SFC Type 1 + 4 + 9 regulated;
  • Assist in SFC license application;
  • Monitor, review and update daily operations & SFC regulated activities in compliance with SFC regulations;
  • Develop business opportunities and implement marketing strategies to improve business productivity and effectiveness;
  • Liaise with other professional parties and communicate with relevant authorities, such as SFE and HK Stock Exchange; and
  • Perform other ad-hoc projects and assignments as required.

Interested parties please send your CV together with CURRENT and EXPECTED SALARY, date of availability and contact details to

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