The Company Our Client is a fell licensed investment bank with SFC type 1,2,4,5,6,9 licenses with business coverage of M&A,DCM,ECM, wealth management, private banking and institutional/retail brokerage. They are currently looking for a type 6 IPO sponsor to restart their sponsoring business as well as utilising their existing pipeline.
Responsibility
- Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm
- Ensure operations comply with all existing relevant regulatory requirements and applicable laws as well as risk management requirements and standard of good market practices
- Drive and develop investment banking business including IPO and advisory transactions
- Build up good relationship with clients and maintain strong business network
Requirements:
- Current holder of Responsible Officer & Principal licenses registered under SFC (Type 6)
- University degree in accounting/ economics/ finance/ investment related discipline, professional qualifications such as CPA/ CFA preferred
- Sound knowledge of SFO, regulations and guidelines
- Excellent leadership capabilities
- Strong command in spoken and written English and Chinese, fluency in Mandarin
Benefits
- Stable working hour.
- Stable career
- Competitive year end bonus.
- Great annual leave package
- Great Career progression.
- Fully comprehensive medical insurance and personal insurance
- Great MPF Pension Scheme
For further information, please contact our Douglas Au at 2523 9994.
da@harbridgepartners.com
consultants@harbridgepartners.com