Sponsor Principal (type 6 IPO), Managing Director - Investment Management Sponsor Principal (type 6 IPO), Managing Director  …

HARBRIDGE PARTNERS
à Hong Kong
CDI, Plein-temps
Soyez parmi les premiers à postuler
No Budget Cap
HARBRIDGE PARTNERS
à Hong Kong
CDI, Plein-temps
Soyez parmi les premiers à postuler
No Budget Cap
Diffusée par:
Edward Chen • Recruiter
Diffusée par:
Edward Chen
Recruiter
The Company Our Client is a fell licensed investment bank with SFC type 1,2,4,5,6,9 licenses with business coverage of M&A,DCM,ECM, wealth management, private banking and institutional/retail brokerage. They are currently looking for a type 6 IPO sponsor to restart their sponsoring business as well as utilising their existing pipeline.

Responsibility 

  • Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm
  • Ensure operations comply with all existing relevant regulatory requirements and applicable laws as well as risk management requirements and standard of good market practices
  • Drive and develop investment banking business including IPO and advisory transactions
  • Build up good relationship with clients and maintain strong business network

 

Requirements:

  • Current holder of Responsible Officer & Principal licenses registered under SFC (Type 6)
  • University degree in accounting/ economics/ finance/ investment related discipline, professional qualifications such as CPA/ CFA preferred
  • Sound knowledge of SFO, regulations and guidelines
  • Excellent leadership capabilities
  • Strong command in spoken and written English and Chinese, fluency in Mandarin

 

Benefits

  • Stable working hour.
  • Stable career 
  • Competitive year end bonus.
  • Great annual leave package
  • Great Career progression.
  • Fully comprehensive medical insurance and personal insurance
  • Great MPF Pension Scheme

 For further information, please contact our Douglas Au at 2523 9994.
da@harbridgepartners.com 
consultants@harbridgepartners.com

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