VP- AML/KYC Client Onboarding VP- AML/KYC Client Onboarding …

ALS International
à Hong Kong
CDI, Plein-temps
Dernière candidature, 19 sept. 20
Attractive
ALS International
à Hong Kong
CDI, Plein-temps
Dernière candidature, 19 sept. 20
Attractive
Our client is an international Brokerage firm looking for a seasoned AML/KYC professional to lead a client onboarding team. This is an exciting opportunity to work for an international firm in a role with regional responsibilities.

Responsibilities   

  • Act as a subject matter expert on AML/KYC matters for Hong Kong and Singapore
  • Work closely with key business stakeholders – Sales, Trading, Compliance, Risk, COO, Legal, IT both locally in Hong Kong as well as teams in the region to ensure good client experience during onboarding/reassessments.
  • Analysis of the transaction structures/nature of business to identify due diligence requirements for a particular transaction.
  • Responsible for the analysis of relevant documentation for onboarding new clients and reassessment of existing clients.
  • Ensure compliance with legal and regulatory requirements, as well as policies and procedures.
  • Work closely with IT and proactively assess areas for process improvement and propose changes as needed.
  • Manage and train a team of KYC analysts.
  • Reporting to the local COO in Hong Kong.

To qualify for this role, you must have the following requirements:

  • Bachelor's degree in accounting/ finance with at least 7 years of working experience within a financial services, operations, preferably a broker-dealer or asset management firm.   
  • Strong knowledge of AML/KYC requirements. 
  • Strong leadership skills, ability to work effectively in a team environment to create a strong team spirit, as well as oversee team members operating remotely.
  • Ability to be hands-on and work as a producing member of the team.
  • Must possess excellent analytical, interpersonal and communication skills.
  • Strong organizational and time management skills
  • Strong analytical, technical and problem-solving skills coupled with excellent communication and presentation skills
  • Ability to work effectively with different stakeholders
  • Desire to improve processes and stay up-to-date with new regulations and changes.
  • Flexible and able to work in a fast-paced environment to meet deadlines effectively.

 

If you are interested in this role, please send your cv to d.lim@alsrecruit.com .  Only shortlisted candidates will be notified.

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