VP – Private Banking Auditor VP – Private Banking Auditor …

ALS International
à Hong Kong, Hong Kong, Hong Kong
CDI, Plein-temps
Dernière candidature, 12 juil. 20
Attractive
ALS International
à Hong Kong, Hong Kong, Hong Kong
CDI, Plein-temps
Dernière candidature, 12 juil. 20
Attractive
Our client is a global private banking group headquartered in Europe and operates worldwide. Due to the growth of the business, the private bank is now looking to hire a VP in the Audit department.

The primary responsibility of the position is to conduct risk-based audits of the Bank’s entities in the region:

  • Review the controls established to ensure compliance with the Bank’s Group Guidelines, and other policies, plans, local procedures, business objectives; and identify and assess potential risks to the business;
  • Review established procedures and systems and proposing improvements and assess the reliability and security of financial and management information and the systems and operations that produce this information; means of safeguarding assets;
  • Advise management on the prevention of fraud, unethical practices, monitor code of conduct, insider dealing etc
  • Audit KYC due diligence including money laundering controls;, services and operations, equities trading platforms, hedge funds, structured products, credit and lending, regulatory compliance, sophisticated financial products.
  • Assist in the preparation of reports to various levels of management including the Audit Committee; and liaise with the external auditors to facilitate effective communication, and achieve optimal cost effectiveness.

To qualify for this role, you must have the following requirements:

  • Bachelor's degree in accounting with at least 8-12 years of working experience, ‘Big 4” audit experience, or relevant risk management experience, preferably in private wealth management.
  • Understands key risks in private banking, trading processes, products and credit.
  • Familiarity with Hong Kong and Singapore regulatory requirements and
    expectations.
  • A team player with the ability to collaborate, multi-task, work independently and seek guidance when necessary.
  • Ability to think objectively and ‘out of the box’ when analyzing issues and making
    audit recommendations.
  • Strong analytical, technical and problem-solving skills coupled with excellent communication and presentation skills
  • Ability to work effectively with different stakeholders
  • Accuracy and attentive to details

If you are interested in this role, please send your cv to d.lim@alsrecruit.com. Only shortlisted candidates will be notified.

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