Espace Recruteurs

VP, IBD Compliance, Global Bank

Pure Hong Kong
Hong Kong
Mise en ligne il y a 1 jour Hybride CDI HKD1.2-1.5mill
W
Mise en ligne par
Winnie Leung
Recruiter
This is an exciting opportunity with a global banking group, with solid and established compliance culture in placed. They are looking for a VP, IBD Compliance to work under their Compliance Advisory Team, focusing on their investment banking business.

I’m currently recruiting for a VP, IBD Compliance for a global investment bank,  reporting into Regional Head of IBD Compliance to carry out the following duties.  Chinese reading, writing skills and prior experience in an investment banking environment is a must.   

  • Providing compliance advisory to IBD, ECM and M&A transactions
  • Tracking and implementing regulatory changes based on recent regulatory developments
  • Working closely with priviate side compliance function including control room, conflicts and research compliance
  • To conduct regulatory reviews and  inspections in coordination with the external reviewer and regulator.
  • Continue to enhance existing investment banking division’s internal control

    Requirements

  • A degree in Law, Finance, Accountancy or related professional qualifications is a definite advantage

  • Minimum 10+ years’ experience in compliance, legal or audit department of a bank or licensed financial institution; or relevant financial supervisory body; or a professional legal or audit / accountancy firm with experience in banking or financial services
  • Hands-on knowledge on banking and financial sector laws and regulations, compliance best practices, as well as products and operations of corporate banking business. 
  • Priority will be given to candidates with compliance experience in corporate & investment banking field.
  • Ability to build rapport and trust with BU/SUs while maintaining independent compliance judgment
  • Ability to identify problems, recommend solutions and make timely escalation to management as appropriate.

 

Référence  WL20220614
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