Compliance Officer Compliance Officer …

Riverbank SA
à Luxembourg, Luxembourg, Luxembourg
CDI, Plein-temps
Dernière candidature, 10 août 20
Riverbank SA
à Luxembourg, Luxembourg, Luxembourg
CDI, Plein-temps
Dernière candidature, 10 août 20
Riverbank SA
RiverBank is recruiting a Senior Compliance Officer

RiverBank is a specialised lender dedicated to financing Small and Medium Enterprises and Real Estate firms in the Netherlands, Germany and France. RiverBank operates under a full European Banking License allowing to cover all European countries.


RiverBank’s mission is to combine the best of the fintech and banking world. As experienced bankers, we commit the bank's balance sheet to grant loans which we analyse using a fundamental credit approach. As a fintech player, we digitally source, process and monitor the loans. Riverbank is growing fast both organically and through acquisitions.


As a young company, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team work. RiverBank will offer an entrepreneurial environment within the regulatory banking framework - a place for people to learn, to achieve and grow. Our culture will promote diversity and individual perspectives in an international environment, represented by more than 10 nationalities.

Primary Responsibilities

  • Be the first point of contact for AML, KYC and code of conduct,
  • Evaluate compliance risks, initiates or oversees appropriate compliance checks and controls,
  • Keep up-to-date with applicable laws and regulations concerning the Bank´s activities,
  • Updating and communicating all policies, standards of conduct and procedures to the business; and providing training where necessary
  • Remediating and reviewing KYC files, and obtaining necessary documentation
  • Being involved in compliance monitoring, audits and risk assessments

Required qualifications and experience

  • University degree or an equivalent diploma in law or finance
  • Approximately 7 years of experience, preferably within a Bank
  • Able to take responsibilities and to work autonomously
  • Experience in corporate governance or corporate secretariate matters would be a distinct plus
  • Experience with tax planning (aggressive or not) would as well be a distinct plus

Skills required

  • Fluent English, German and French, knowledge of Dutch would be an asset
  • In-depth knowledge of legal matters and of Luxembourg compliance rules
  • Strong writing skills and drafting capabilities
  • Good analytical skills and attention to details
Descriptif de l'entreprise

RiverBank is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximise their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the communities in which we operate and who reflect a variety of backgrounds, talents, perspectives and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing and advancing individuals based on their skills and talents.