Financial Crime Risk Assurance Manager

  • Competitive
  • Kuala Lumpur, Federal Territory, Malaysia Kuala Lumpur Federal Territory MY
  • CDI, Plein-temps
  • HSBC Bank (M) Berhad
  • 15 juil. 18 2018-07-15

Financial Crime Risk Assurance Manager

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If you're looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

Financial Crime Risk ("FCR") is a Global Function that brings together all areas of financial crime risk management at HSBC and is dedicated to implementing the most effective global standards to combat financial crime. The function has been set up in a way that enables us to build on our achievements in managing financial crime risk effectively across the bank and continue to strengthen financial crime detection, anti-money laundering, sanctions and anti-bribery and corruption compliance.

We are currently seeking an experienced professional to take on the role Financial Crime Risk Assurance Manager (FCRA) (GCB 5) .

Principal Responsibilities:

  • Promote and support a risk minimizing culture in alignment with the culture transformation and Compliance's role as the second line of defence.
  • Deliver an effective second line of defence compliance monitoring and testing programme, aligned with the FCRA model operationalized globally across business units, countries, and functions.
  • Manage the preparation of Compliance Risk Assessments, drawing on the experience and knowledge of the Financial Crime Risk (FCR) team and with the active participation of senior managers in the Business.
  • Proactively assist management in identifying and containing compliance risk.
  • Manage the preparation of the country's Annual FCRA Plan ;
  • Contribute to the preparation of consolidated MI on the results of monitoring across the different sites for Senior Management in the Business. ;
  • Contribute to the provision of education and support to FCRA specialists on risk assessments, planning and conducting reviews.
  • Provide accurate and timely value adding input during all stages of the Monitoring and Testing review cycle including planning, fieldwork, reporting and follow up.
  • Monitor changes to Global Standards and process to ensure that the FCRA activities are adjusted appropriately;
  • Assist with liaison with Group Audit, Operational Risk Internal Control and Business Risk Control Managers in relation to FCRA matters.
  • Develop and maintain a collaborative working relationship with key business stakeholders, FCC teams and ASP Monitoring and Testing team whilst ensuring independence of the monitoring function
  • Drive excellence, consistency and quality across the entire Monitoring and Testing team;
  • De monstrate core behaviours and values including teamwork, focus, drive and determination;
  • Foster a close working relationship with the Malaysia FCC teams and businesses;


  • Good understanding and experience of compliance and Financial Crime regulations
  • Minimum of a Bachelor degree in business, law, accountancy or related field or equivalent experience.
  • Experience of control testing gained within a financial services organization or audit/consulting practice
  • Awareness of good risk management and governance frameworks including 3 lines of defence criteria
  • Understanding of the activities of relevant business lines and associated compliance risks
  • Strong interpersonal skills with the ability to communicate effectively at all levels and to engage with senior HSBC staff within the functions
  • Ability to foster relationships whilst providing adequate challenge and effecting change
  • Ability to work under pressure and within tight time-lines
  • Excellent verbal and written communication skills - ability to communicate complex regulatory issues in writing
  • Proven team player with an open communication style