Senior Manager, Regulatory Compliance Lead HSBC Amanah

  • Competitive
  • Kuala Lumpur, Federal Territory, Malaysia Kuala Lumpur Federal Territory MY
  • CDI, Plein-temps
  • HSBC Bank (M) Berhad
  • 16 juil. 18 2018-07-16

Senior Manager, Regulatory Compliance Lead HSBC Amanah

Some careers grow faster than others.

HSBC Amanah Malaysia Berhad (HBMS) is a fully-fledged Islamic bank wholly owned by HSBC Bank Malaysia. If you're looking for a career that will give you plenty of opportunities to develop, join HBMS and your future will be rich with potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HBMS offers opportunities, support and rewards that will take you further.

Global Risk is a thriving and expert risk management function supporting HSBC globally with all aspects of risk management. The team actively manages a varied and dynamic range of risk types, including security, fraud, information security, operational, credit, pension, insurance, compliance, regulatory, market, reputation and geopolitical risks. All parts of the Global Risk team use their skills, insight and integrity to handle established threats and those they see emerging, acting to protect and enable HSBC to deliver sustainable growth.
We are currently seeking an experienced professional to take on the role of Senior Manager Regulatory Compliance Lead HSBC Amanah (HBMS) within our Compliance team, reporting functionally to the Chief Compliance Officer of HSBC Bank Malaysia (HBMY) and by entity to the CEO of HBMS,

Principal Responsibilities

  • Ensure proactive approach is taken for the identification of Regulatory Compliance (RC) regulation and risk change and potential impact on HSBC Amanah
  • Continuous review for appropriateness of framework to monitor regulatory compliance developments impacting on HSBC Amanah;
  • Provide guidance to quantify impact and challenge actions to address, manage and mitigate impact of regulatory changes on HSBC Amanah
  • Support the implementation of global standards and strategic policies to ensure HSBC Amanah's exposure to current and emerging risk is managed appropriately, in a commercially focused and practical manner;
  • Accountable for the implementation of Regulatory Compliance policies in HSBC Amanah
  • Liaison with relevant stakeholders within HSBC Amanah, other Global Business and Functional teams to provide expertise and support on all RC related matters;
  • Interaction with Regulators and industry bodies, on RC matters relating to HSBC Amanah;
  • Strong communication and working relationship within other HSBC Amanah leaders, other Risk Disciplines, Functions and Global Businesses to ensure implementation of new disciplines;
  • Responsible for the performance management of the team, using relevant performance management tools, ensuring timely action is taken to improve underperformance, to maximise effectiveness of the team;
  • Ensure development activities are a core priority and enable all team members to take reasonable time for learning and developmental activities;
  • Ensure the team is resourced to headcount plan, sufficient to meet the demands and opportunities of the business;
  • Maintain and develop positive and professional working relationships with senior business managers at the Global and Country levels;
  • Focus on implementing and aligning the HSBC Amanah operating practices with the Global Regulatory Compliance Standards;
  • Resolve all identified issues promptly, and escalate concerns to management as appropriate to ensure timely awareness of any material concerns;
  • Maintain and observe all HSBC control standards and implement and observe the Group Compliance Policy, including the timely implementation of recommendations made by internal/external auditors and external regulators;
  • Maintain awareness of operational risk within assigned portfolio and minimise the likelihood of it occurring including its identification, assessment, mitigation and control, loss identification and reporting.
  • Support the collaboration of HSBC Amanah with BNM on Value-Based Intermediation (VBI) and any initiatives undertaken by HSBC Amanah relating to VBI, including embedding VBI into the conduct agenda.

  • Bachelors degree or professional qualification in relevant discipline mandatory (upper second or above (or equivalent)
  • Significant leadership experience and a strategic thinker;
  • Excellent communication and inter-personal skills, with experience of dealing with executives at all levels including the capacity to articulate the case for risk management and policy in the language of business;
  • Ability to develop practical, cost effective solutions to complex issues;
  • Experience of dealing with regulatory matters and confident interaction with Regulators;
  • Experience of creating, leading and motivating a team.