Senior Investment Compliance Analyst, Associate 2 Senior Investment Compliance Analyst, Associate 2 …

State Street (Europe)
à Gdańsk, Voïvodie de Poméranie, Pologne
CDI, Plein-temps
Soyez parmi les premiers à postuler
State Street (Europe)
à Gdańsk, Voïvodie de Poméranie, Pologne
CDI, Plein-temps
Soyez parmi les premiers à postuler
State Street (Europe)
Senior Investment Compliance Analyst, Associate 2
Purpose Of Role:
Senior Investment Compliance Analyst will be responsible for monitoring compliance results on client portfolios related to Regulatory and Investment Manager (IM) mandates. Utilizing State Street's Investment Compliance & Reporting platform, the qualified candidate will complete the research, analysis and reporting to ensure portfolios are in compliance with their investment restrictions.

Specific Duties:
  • Point of expertise for complex breach analysis.
  • Review all reporting produced by the Associates.
  • Liaises with internal clients and supporting departments for the purpose of obtaining key inputs to service delivery.
  • Performs special projects and other tasks as assigned by the Team Supervisor.
  • Assists Team Supervisor in implementing new procedures and controls.
  • Maintaining and fostering a team environment.
  • Investigate violations on the automated compliance monitoring system.
  • Record findings of investigation on the system.
  • Compare and confirm accuracy of fund data as it appears in the system.
  • Advise data teams of any discrepancies in a timely fashion.
  • Ensure agreed timelines are adhered to.
  • Generate and attach reports as required in a timely manner.
  • Ensuring data is accurate and ready for client use.
  • Involvement in departmental ad-hoc projects.
  • Involvement in the training and development of other team members as necessary.
  • Make recommendations for changes to processes and procedures and prepare documentation for review as required.
  • Resolve review points highlighted by manager and ensure the manager is kept informed of progress.
  • Establish and maintain good working relationships with internal clients and colleagues.

Specific Qualifications / Skills:
  • Numeracy / Literacy skills.
  • Accuracy and ability to work to tight deadlines.
  • PC literate and competent in use of spreadsheets and word processing.
  • Basic understanding of investment compliance would be useful but not essential.
  • Excellent English.
  • Accountancy/Law or Business related degree (preferred)
  • At least 2 years experience in investment compliance (preferred) or fund industry.

We offer:
  • Employee savings plan
  • Premium life insurance package
  • VIP medical package
  • International operating environment
  • Language classes
  • Soft skills trainings
  • Technical workshops
  • Development sessions with a mentor
  • Diversity of opportunities across a range of challenging and highly complex activities
  • Technical or leadership career pathway