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APAC Compliance Officer

Black Swan Group
Singapour
Mise en ligne il y a 6 jours Hybride CDI S$11k - S$17k
R
Mise en ligne par
Richard Aldridge
Recruiter
A top tier global US hedge fund is looking to hire a Compliance Officer that will be able to manage a broad range of responsibilities, initially covering Singapore but supporting the APAC region and contributing to the global team

Job ref: RAL1012417

Salary: Competitive

Location: Singapore

To contact us on this opportunity please contact Richard Aldridge

Richard.aldridge@blackswangroup.com

EA Registration Number R1437601

 

Compliance Officer

A top tier global US hedge fund is looking to hire a Compliance Officer that will be able to manage a broad range of responsibilities, initially covering Singapore but supporting the APAC region and contributing to the global team

 

These will include:

  • Ensuring best practice in policies and procedures including keeping abreast of regional regulatory updates and policies
  • Provide training to staff
  • Compliance manual review
  • Prospectus review and implementation of monitoring and investment restrictions
  • PA dealing and trade surveillance
  • On-going compliance with SFC, MAS and SEC including MAS licencing
  • Working directly with the COO
  • Advising members of staff and dealing with several authorities

You will:

  • 3-8 years experience having have worked in the investment management or hedge fund sector
  • Well versed in MAS regulations, SFC or SEC regulations are a bonus
  • Strong analytical and communication skills
  • Equities product knowledge in particular a plus and a generalist regulatory background
  • Mandarin and a Legal background would be beneficial but not required

 

 

Référence  RAL1012417
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