• Competitive
  • Singapour, Singapore
  • CDI, Plein-temps
  • OCBC Bank
  • 22 sept. 17

AVP - Regulary Compliance, Cross-Border Marketing Guidelines

AVP - Regulary Compliance, Cross-Border Marketing Guidelines

Regulatory Compliance Unit ( Cross-Border Marketing Guidelines)
Group Legal & Regulatory Compliance Division

Job Description
  • Develop, implement and maintain the OCBC Group Cross Border Marketing General Policy.
  • Work with relevant Divisions and Group entities engaging in cross-border activities to develop and implement procedures to comply with the OCBC Group Cross Border Marketing General Policy.
  • Provide advisory support on cross-border marketing guidelines to relevant Divisions and Group entities engaging in cross-border activities.
  • Liaise with external counsels and consultants in respect of local regulatory requirements and permissible cross-border activities to formulate new and review existing cross-border marketing guidelines.
  • Review and assess potential infringements of cross-border marketing guidelines to determine whether they constitute reportable regulatory breaches.
  • Develop and maintain e-learning training modules and conduct face-to-face training.
  • Manage projects as assigned.
  • Liaise with regulators and external and internal auditors.


Qualifications
Job Requirement
  • Minimum 5-10 years of relevant experience in regulatory compliance, business/ operational compliance or audit within or in respect of the banking/ financial sector.
  • Possess a university degree (or in lieu of a degree, strong relevant experience).
  • Experience in handling cross-border marketing guidelines strongly preferred.
  • Knowledge with relevant laws, regulations, notices and guidelines preferred but not required.
  • Good interpersonal and communication skills.
  • Able to develop and implement policies and procedures.
  • Able to identify issues and develop solutions to rectify or resolve them.
  • Able to multitask and prioritise own work flow.
  • Able to work effectively under pressure and tight deadlines.
  • Able to work independently as well as in team, depending on the situation.
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