AVP, Fund Compliance AVP, Fund Compliance …

Michael Page
à Singapour, Singapore, Singapour
CDI, Plein-temps
Dernière candidature, 07 août 20
Competitive
Michael Page
à Singapour, Singapore, Singapour
CDI, Plein-temps
Dernière candidature, 07 août 20
Competitive
• Leading Asset Management Firm• Strong Team
About Our Client
Our client is one of the largest asset management companies in the region with group assets under management of US$60 billion. They are growing rapidly in Singapore and is looking for a skillful AVP, Fund Compliance.

Job Description
Reporting to the Head of Compliance, the AVP of Fund Compliance will be involved in:-
  • Monitoring and surveillance of investment guidelines including setting up & maintaining of rules and watch list.
  • Advising and providing comments for new and existing mandates in terms of review and coding of investment guidelines.
  • Pre and post trade monitoring of investment guidelines.
  • Conduct trainings when necessary.


The Successful Applicant
To qualify the potential AVP, Investment Compliance should meet the following criteria:-
  • Bachelor's Degree in Finance, Accounting, Economics or Commerce.
  • At least 4 years of working experience in an investment compliance position within asset management or a financial institution.
  • Strong experience in pre-trade and post-trade investment compliance within asset management.
  • Strong knowledge of regulatory requirements such as CIS/SFA and UCITS.


What's on Offer
The remuneration for this role will be competitive and other benefits, bonuses will be in line with the market.
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